Financial Compliance Officer

2 weeks ago


Taguig, National Capital Region, Philippines The Philippine Stock Exchange, Inc. Full time
Job Summary

The Philippine Stock Exchange, Inc. is seeking a Financial Compliance Officer to join our team. The successful candidate will be responsible for reviewing listing applications submitted by listed companies, monitoring compliance with post-approval requirements, and assisting other parties in the implementation and interpretation of the Rules.

Main Responsibilities
  • Preparation of reports for the PSE Management and Board of Directors on listing applications
  • Conducting due diligence review of listing applications submitted by listed companies
  • Endorsing listing applications for management approval
  • Recommending approval of listing applications and commenting to the immediate superior
  • Coordinating with the Disclosure Department regarding compliance with the Disclosure Rules
Requirements
  • Bachelor's degree in Economics, Finance, Accountancy, or Banking
  • At least 1 year of working experience in the related field, preferably with an audit background
  • Amenable to work on-site in Taguig

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