Compliance Specialist

4 weeks ago

Taguig, National Capital Region, Philippines Sun Life Financial Full time

locations Taguig City, National Capital Region (Manila)

time type Full time

posted on Posted 5 Days Ago

job requisition id JR00105257

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.

Job Description:

  • This position is responsible for the day-to-day investigation of Anti-Money Laundering (AML) Transaction Monitoring (TM) and Name Screening (NS) alerts including investigation of suspicious transactions. This program promotes compliance with regulatory requirements, statutory requirements and Sun Life Financial's global compliance framework, policies and standards. Tasks include analysis, investigation, research, report-writing and active participation in the continuous improvement of compliance program.

Responsibilities:

  • Investigates AML TM and NS alerts through the automated AML system.
  • Investigates suspicious transactions arising from the alert investigation and the reports coming from the other business units.
  • Assists in performing other tasks and projects that may be assigned by the AML Head or Business Unit Compliance Officer from time to time.

Decision Making: The ability to quickly choose options when faced with potential/confirmed issues.

Analysis/Analytical Reasoning: The ability to analyze a problem, whether big or small, break this down from every angle to identify and propose solutions.

Listening: The ability to listen to demonstrate being a good problem solver.

Communication and Creative Thinking: The ability to communicate effectively and think creatively.

Teamwork: The ability to work well with the team members.

Work Experience:

At least 3 years' work experience gained from a financial services company in compliance or a related or similar capacity, e.g., anti-money laundering, governance.

Knowledge:

  • Good understanding of anti-money laundering laws and regulations.
  • Knowledge of the life insurance and mutual fund businesses.
  • Good knowledge of rules and regulations governing the Philippine subsidiaries and applicable provisions.
  • Good understanding of Sun Life Financial's compliance policies and guidelines.

Company Overview:

At Sun Life, you can be your most brilliant self. Our supportive, flexible, and inclusive work environment is one where you – and your career – can thrive. Whatever your aspirations, collaborative leaders and colleagues are ready to help you learn, grow, and succeed.

We're a global company with a passion for people. Our purpose is to help Clients achieve lifetime financial security and live healthier lives. As a team of 30,000 across 26 countries, our impact is far-reaching, and locally relevant. There's power in numbers. As part of Sun Life's growing team, you have an impact on people in your community and around the world.

Join Us: With an optimistic eye on a brighter future, we drive to innovate. Be part of leading change, push boundaries and try new ways of working. Use data to drive bold actions. Be agile and pivot as we test and learn. At Sun Life, we're driving transformation, sustainability and innovation for our Clients, employees, partners, and communities. Join us. Together, we can make the future brighter.

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