Regulatory Affairs Manager
4 days ago
We are seeking a highly skilled and experienced Compliance Officer to join our team at John Clements Recruitment Inc. In this critical role, you will be responsible for ensuring that our company meets all regulatory requirements and operates within the bounds of the law. Your duties will include:
• Preparing and submitting accurate and timely SEC filings, including GIS and AFS.
• Monitoring our compliance with AML regulations, data privacy laws, and financial compliance standards.
• Identifying potential risks and developing strategies to mitigate them.
• Communicating effectively with regulatory bodies and ensuring timely reporting.
• Staying up-to-date with regulatory changes and conducting fieldwork as needed.
Responsibilities and Requirements
The ideal candidate will have a Bachelor's Degree in Law, Business Administration, Finance/Accounting, or a related field, and strong knowledge of AML regulations, data privacy laws, and financial compliance standards. They will also have excellent analytical and problem-solving skills, with the ability to identify risks and develop strategies to mitigate them. Additionally, they will have effective written and verbal communication skills, with the ability to communicate complex information to regulatory bodies. A minimum of 3-5 years of experience in a finance or related sector compliance role is also required. Finally, they must be flexible and willing to adapt to changing regulatory requirements and conduct fieldwork when necessary.
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