Compliance Expert in Financial Services

1 day ago

Manila, National Capital Region, Philippines beBeeCompliance Full time $90,000 - $120,000

Job Title: Compliance Officer - Global Banking and Markets

About the Role:

This is an exciting opportunity to join our Global Banking and Markets Compliance Team in EMEA. As a Compliance Officer, you will play a critical role in ensuring that our business operations are conducted in accordance with regulatory requirements and internal policies.

You will be responsible for monitoring, testing and executing against compliance frameworks, as well as providing assistance on compliance matters to stakeholders of all levels. You will also identify and document compliance breaches where applicable, represent compliance in relevant governance forums and committees, and participate in EMEA Compliance team initiatives.

Key Responsibilities:
  • Support the implementation of the global and regional Compliance Program for the EMEA Banking & Markets
  • Liaise and maintain excellent working relationships with stakeholders of all levels, providing assistance on compliance matters
  • Identify and document compliance breaches where applicable
  • Represent compliance in relevant governance forums and committees
  • Participate in EMEA Compliance team initiatives
Skills/Qualifications:
  • Strong understanding of the financial products offered by the Banking & Markets business, and the potential conflicts of interest that Compliance function is expected to manage
  • Understanding of the objectives of the Compliance function, and awareness of the major financial regulations that Northern Trust is required to comply with
  • Ability to create useful and impactful Management Information from compliance monitoring data available, to demonstrate oversight
  • Excellent communication and problem analysis skills
  • Proficiency with Office 365 application, including Power BI, Excel, PowerPoint or other available technology platforms
  • Strong accuracy and attention to detail, and initiative to improve existing processes
  • Ability to operate effectively as part of a global team, working collaboratively with regional and global stakeholders
  • Strong organizational skills and ability to manage multiple demands and changing priorities
Working with Us:

As a partner of Northern Trust, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Our company values innovation, sustainability, and community engagement, making it a great fit for professionals who share similar interests.

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