
Compliance Specialist
2 days ago
The role involves managing individual and entity licensing and registration matters while ensuring compliance with regulatory requirements.
This includes facilitating workflows, maintaining accurate records, and preparing filings.
The ideal candidate will have 2-3 years of demonstrated experience in a registrations role or from an investment banking, regulatory, or legal environment.
- Manage individual and entity licensing and registration matters
- Facilitate regulatory workflows
- Maintain accurate records
- Prepare filings
This is a chance to join our Compliance Team within the Risk Management Group at Macquarie Bank Limited.
Our team supports a strategic program of work that aligns our risk management strategy and manages global individual licensing processes for US-based regulators across regions.
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