Financial Services Regulatory Specialist

2 weeks ago

Manila, National Capital Region, Philippines beBeeRisk Full time $80,000 - $120,000
Regulatory Reporting Analyst

The Role of Regulatory Compliance in Financial Services:

  • Ensuring Firm-Wide Compliance
  • Protecting Customers Through Effective Risk Management

This position involves a range of critical tasks, including:

  1. Implementing and maintaining regulatory policies to ensure compliance with relevant rules and regulations.
  2. Preparing reports for the Securities and Exchange Commission (SEC) to meet statutory requirements.
  3. Collaborating with team members to identify areas for process improvement and develop strategies to enhance group performance.
  4. Staying up-to-date with evolving regulatory frameworks and developments to ensure firm-wide compliance.

Key Skills and Qualifications:

  • Strong knowledge of broker-dealer accounting principles and regulatory requirements.
  • Excellent analytical and problem-solving skills.
  • Ability to work independently and as part of a team.
  • Effective communication and interpersonal skills.

Benefits of this Role:

  • Opportunity to make a significant contribution to the firm's compliance and risk management efforts.
  • Chance to develop and implement innovative solutions to complex problems.
  • Collaborative and dynamic work environment.
  • Ongoing training and professional development opportunities.

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