Risk Management Consultant

3 days ago


Manila, National Capital Region, Philippines ACCA Careers Full time

Company Overview:

Northern Trust, a Fortune 500 company with a rich history dating back to 1889, is a leading global financial institution renowned for its award-winning services. As a trusted partner to the world's most sophisticated clients, we leverage our extensive financial experience and state-of-the-art technology to deliver exceptional results.

The Global Regulatory Affairs Office (GRAO) oversees key aspects of risk management, regulatory affairs, and compliance governance. This Compliance Governance & Policy Consultant role is an integral part of GRAO, focusing on project management, subject matter expertise, and governance oversight.

This role supports the development of strategic enterprise capabilities for compliance and legal risk governance, policies, and standards. The ideal candidate should possess strong project management skills, compliance and risk knowledge, and experience working with diverse teams and stakeholders.

Key Responsibilities:

  1. Develop and implement Governance and Policy workstreams for compliance and legal risk.
  2. Maintain governance oversight of non-compliance issues, including escalation to the Global Enterprise Risk Committee, through collaboration with Risk, Compliance, Legal, and First Line of Defense subject matter experts.
  3. Work with Risk, Compliance, and Legal subject matter experts to develop and maintain policies, standards, guidelines, etc., operationalizable by the First Line of Defense to achieve risk management goals and policy objectives.
  4. Lead Working Group meetings to ensure efficient governance and effective outcomes.
  5. Contribute to the development of compliance and legal risk management frameworks, including risk governance and controls, organization structure, policies, procedures, three lines of defense, risk measures and metrics, risk appetite and limits, monitoring, and escalation.
  6. Proactively manage deliverables, anticipate potential issues, and develop contingency plans.
  7. Manage dependencies, roadblocks, and learning points, defining milestones to resolve uncertainty.
  8. Escalate and resolve roadblocks with clear end-to-end ownership.
  9. Shape best practices, standards, and toolkits to enhance compliance and legal risk capabilities.


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