Compliance Risk Management Lead

7 days ago


Manila, National Capital Region, Philippines Manila, Philippines Full time

About Northern Trust:

We are a leading financial institution with a global presence, serving the world's most sophisticated clients using leading technology and exceptional service. Our commitment to service, expertise, and integrity sets us apart from others in the industry.

The Global Regulatory Affairs Office (GRAO) oversees risk management and controls, remediation of regulatory and audit findings, and administration of regulatory affairs. This role will provide subject matter expertise across a multi-year regulatory and risk program.

Role Summary:

This Compliance Risk Manager role sits within the GRAO with primary responsibility for providing subject matter expertise across a multi-year regulatory and risk program. The ideal candidate will have strong reporting and metrics development and data analytics skills supported by data and technology.

Principal Responsibilities:

  • Responsible for supporting definition, execution, and embeddedness of the Compliance Risk Assessment, Metric, and Reporting workstreams.
  • Responsible for design and delivery of the necessary metrics, reports, and supporting operating models to enable the effective running and management of the future state.
  • Working with data and technology partners to develop and implement capabilities to enable data collection, interpretation, trend, and patterns identification and analysis, and effective reporting of the compliance and legal risk.
  • Collaborating with stakeholders across all lines of defense, multiple business units, and senior management to create effective and sustainable technology and data-led solutions for managing compliance and legal risk.


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