Securities Operations Director

3 days ago


Taguig, Philippines TASQ Staffing Solutions Full time

About the Position: Securities Operations Director (BGC) | Onsite

Work Arrangement: Onsite (BGC Taguig)

Schedule: Night Shift

Role Overview:

The Securities Operations Director will oversee teams within Wealth and Investment Management Operations based in Manila. We value teamwork and believe that innovative ideas can come from anyone. By fostering collaboration, every employee has the opportunity to make a meaningful impact on the company. Join us for a career in a supportive environment that encourages learning and growth.

Responsibilities:

- Supervise experienced managers and specialized management teams

- Lead organization-wide initiatives of moderate to high complexity involving cross-functional stakeholders

- Identify and implement process improvements and risk mitigation strategies within securities operations

- Make strategic decisions to resolve complex issues and achieve high-risk deliverables

- Develop policies and procedures for functions with moderate to high complexity

- Collaborate with and influence professionals at all levels, including managers

- Lead the team to meet their objectives

- Oversee the allocation of personnel and financial resources within Securities Operations

- Foster a culture of talent development aligned with business goals and strategies

Requirements:

- Bachelors degree in Finance, Business Administration, Economics, or related field

- Professional FINRA licenses such as Series 99 are advantageous

- 8+ years of Securities Operations experience, including at least 4 years in a senior leadership role (minimum of a director level)

- Strong knowledge of the securities lifecycle, Money Movement, SWIFT messaging, and market infrastructures (e.g., DTCC, NSCC)

- Proficiency in data analytics tools

- Familiarity with automation, RPA, AI, and digital transformation initiatives within operations



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