Sr. Manager, Risk and Compliance

2 weeks ago

Manila, National Capital Region, Philippines AIA Philippines Full time

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.

It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030.

As part of our marketing, distribution & partnership team, you'll play a vital part in advancing this movement. From inspiring meaningful connections with customers, partners and other stakeholders, to delivering purpose-led brand positioning and messaging, you'll be making a positive, healthy impact across all channels.

About the Role

The Head of Compliance is responsible for leading the compliance function at AIAIM PH and overseeing the compliance program under the Governance Framework of AIAIM PH. The Head of Compliance is also the designated local anti-money laundering officer, local data privacy officer and local FATCA Responsible Officer of AIAIM PH while providing appropriate second line support to the first line as a member of AIAIM PH's Executive Committee to properly implement the controls embedded within the local policies and procedures as envisaged under the Governance Framework of AIAIM PH and reasonably designated to enable AIAIM PH to demonstrate compliance with the applicable local regulatory requirements.

Key Responsibilities
  1. Lead a strong compliance function covering the following duties:
  2. Implement and administer a robust compliance monitoring program to ensure that all local monitoring activities are properly identified, documented and performed under a risk-based approach.
  3. Oversee the implementation of the internal personal dealing requirements at AIAIM PH and monitor the personal dealing activities of the local Access Persons and their Associated Persons.
  4. Manage the internal disclosure of interest reporting requirements covering the corresponding local monitoring, communication and filing activities.
  5. Administer the internal licensing and other regulatory reporting requirements.
  6. Implement controls reasonably designed to demonstrate compliance with the AIA Group's Code of Conduct.
  7. Act as the local anti-money laundering officer, local data privacy officer and local FATCA Responsible Officer.
  8. Offer regulatory compliance advice to the first line to support informed decisions and mitigate regulatory and reputation risks.
  9. Liaise with industry and regulatory bodies as appropriate.
  10. Monitor local regulatory developments and provide constructive feedback to AIAIM PH's Executive Committee and Board.
  11. Conduct induction sessions on local policies and procedures owned by the compliance function.
  12. Communicate goals, priorities and issues at department meetings.
  13. Interact with Group Investment Legal & Governance, Group Risk & Compliance and other group functions.
  14. Manage external communications with local regulators, relevant authorities, industry bodies and other stakeholders.
Minimum Job Requirements:
  1. A degree holder in Legal, Risk Management, Business Administration, CFA or related principles with solid experience in Investment Compliance.
  2. Experience in internal audit / risk management would be an added advantage.
  3. 15 years of working experience within an asset management business in an oversight or compliance role.
  4. Experience in dealing with regulators.
  5. Good knowledge and hands-on experience in investment compliance systems.
  6. Highly motivated self-starter with excellent organizational skills and strong attention to detail.
  7. Ability to handle multiple tasks, plan time and meet deadlines, collaborative mentality, along with the gravitas to work closely with senior stakeholders.
#J-18808-Ljbffr

  • Compliance and Risk Management Professional

    22 hours ago

    Manila, National Capital Region, Philippines LexisNexis Risk Solutions Full time

    Role Description:This is an exciting opportunity for a Data Privacy Compliance Analyst to join LexisNexis Risk Solutions and contribute to our team's success. As a Data Privacy Compliance Analyst, you will be responsible for providing expert advice and guidance on data privacy compliance across the globe.Your Duties Will Include:Managing the global inbox of...

  • Risk Management Leader

    14 hours ago

    Manila, National Capital Region, Philippines Deloitte PLT Full time

    Deloitte PLT Career OpportunitySelect how often (in days) to receive an alert:Date: 11 Apr 2025Service Line / Portfolios: Strategy & TransactionsTitle: SR&T Senior Manager, Quality & Risk ManagementAt Deloitte, our purpose is to make an impact that matters for our clients, our people, and the communities we serve.We believe in empowering individuals to excel...

  • Sr. Risk

    2 weeks ago

    Manila, National Capital Region, Philippines Novare Philippines Inc. Full time

    JOB SUMMARY:The Senior Risk and Compliance Lead will oversee multiple projects, applying risk management principles to identify and mitigate risks. They will enhance compliance processes, manage the end-to-end compliance incident process, and handle internal compliance audits. The role involves proactively updating and managing stakeholder relationships,...

  • Sr. Risk Specialist

    1 week ago

    Manila, National Capital Region, Philippines Capital One Philippines Support Services Corp. Full time

    OverviewAlabang (96050), Philippines, Muntinlupa City, National Capital Region (Manila) Sr. Risk SpecialistSummary:To facilitate identification, assessment, monitoring, and mitigation of risks within Capital One Philippines (C1PH) consistent with Capital One's internal controls and policies across several risk domains, including but not limited to...

  • SR&T Senior Manager, Quality

    19 hours ago

    Manila, National Capital Region, Philippines Deloitte PLT Full time

    Select how often (in days) to receive an alert:SR&T Senior Manager, Quality & Risk ManagementDate: 11 Apr 2025Service Line / Portfolios: Strategy & TransactionsLocation: Kuala Lumpur, MY Singapore, Singapore, SGTitle: SR&T Senior Manager, Quality & Risk ManagementAre you ready to unleash your potential?At Deloitte, our purpose is to make an impact that...

  • Risk Management Specialist

    22 hours ago

    Manila, National Capital Region, Philippines Sutherland Full time

    Sutherland is a reputable organization seeking a highly skilled professional to fill the position of Sr. Manager – Ethics & Compliance in the Philippines.Key Responsibilities:The successful candidate will be responsible for:Conducting internal investigations and providing operational support to investigation teams.Managing Corporate Ethics Program...

  • Manager for Procurement Risk, Compliance

    3 weeks ago

    Manila, National Capital Region, Philippines JG Summit and Affiliates Shared Services (Aspen Business Solutions, Inc.) Full time

    Key Responsibilities:Risk Management:Identify, assess, and prioritize procurement risks to the organization's assets, reputation, and stakeholder value.Develop and implement procurement risk management frameworks and strategies in line with industry best practices.Monitor and report on procurement risk exposure, providing timely updates and...

  • Compliance and Risk Manager

    23 hours ago

    Manila, National Capital Region, Philippines Vistaprint Full time

    Compliance and Risk ManagerWe are looking for a seasoned Compliance and Risk Manager to lead our compliance efforts. As a critical member of our risk management team, you will be responsible for identifying, assessing, and mitigating risks across our business operations.Key Responsibilities:Develop and implement compliance programs to ensure adherence to...

  • Compliance and Risk Manager

    1 week ago

    Manila, National Capital Region, Philippines Sysgen RPO, Inc. Full time

    Compliance and Risk Management:Sysgen RPO, Inc. is committed to maintaining the highest standards of compliance and risk management. As a Compliance and Risk Manager, you will play a vital role in ensuring our financial processes adhere to regulatory requirements and minimize financial risk.Main Responsibilities:Develop and implement policies and procedures...

  • Risk and Compliance Manager

    7 days ago

    Manila, National Capital Region, Philippines weSource Management Consultancy Firm Full time

    We are looking for a Risk and Compliance Manager to lead our risk and compliance efforts at weSource Management Consultancy Firm. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and implementing effective risk management strategies.This role involves:Oversight of policy development and...

  • Risk and Compliance Manager

    3 weeks ago

    Manila, National Capital Region, Philippines Transcom Worldwide (Philippines), Inc. Full time

    Transcom is looking for talented individuals like you to join our awesome team Be the next Risk and Compliance Manager for our Transcom Pasig site.Join our Transcom Family as a Risk and Compliance ManagerThe Regional Risk and Compliance Manager is responsible for managing and executing risk and compliance initiatives within a specific region. This role...

  • Deloitte Quality Risk Manager

    16 hours ago

    Manila, National Capital Region, Philippines Deloitte PLT Full time

    Company OverviewAt Deloitte, we believe in making an impact that matters for our clients, people, and the communities we serve. We strive to advise clients on how to deliver purpose-led growth and embed more equitable, inclusive, and sustainable business practices.Job DescriptionWe seek a talented individual driven to excel and innovate, working together to...

  • Compliance Risk Manager

    22 hours ago

    Manila, National Capital Region, Philippines Manila, Philippines Full time

    About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.Job DescriptionThis role sits within the...

  • Risk and Compliance Manager

    7 days ago

    Manila, National Capital Region, Philippines Sun Life Financial Full time

    About the JobThe Head, Operational Risk and Regulatory Compliance Management is a critical role that requires strong leadership skills, technical expertise, and excellent communication skills. The ideal candidate will have experience in operational risk management, compliance, and regulation. They will be able to lead cross-functional teams and drive...

  • Compliance and Risk Manager

    5 days ago

    Manila, National Capital Region, Philippines CHMI LAND, INC. Full time

    About CHMI LAND, INC.CHMI LAND, INC. is a prominent player in the real estate development market. We are seeking a seasoned Compliance and Risk Manager to join our team.Job DescriptionThe Compliance and Risk Manager will be responsible for ensuring the company's compliance with relevant laws and regulations. This includes identifying and managing potential...

  • Sr IT Compliance Analyst

    2 weeks ago

    Manila, National Capital Region, Philippines Dexcom Inc. Full time

    The CompanyDexcom Corporation (NASDAQ DXCM) is a pioneer and global leader in continuous glucose monitoring (CGM). Dexcom began as a small company with a big dream: To forever change how diabetes is managed. To unlock information and insights that drive better health outcomes. Here we are 25 years later, having pioneered an industry. And we're just getting...

  • Compliance Risk Manager

    1 week ago

    Manila, National Capital Region, Philippines Deutsche Knowledge Services Pte. Ltd. Full time

    We are looking for a Compliance Risk Manager to join our team at Deutsche Knowledge Services Pte. Ltd.Job OverviewThe Compliance Risk Manager will be responsible for ensuring that our organization maintains a robust Anti-Money Laundering (AML) program, including ongoing monitoring of transactions to identify potential risks and implementing controls to...

  • Compliance Risk Manager

    2 days ago

    Manila, National Capital Region, Philippines KMC Solutions Full time

    Make your next career move by applying for the Compliance Associate (Risk Management Division) role at KMC Solutions.The Compliance Associate is part of a dynamic team responsible for identifying, analyzing, and mitigating risks to ensure the organization's resilience and sustainability. Key responsibilities include monitoring compliance, evaluating risk...

  • Risk and Compliance Manager

    1 week ago

    Manila, National Capital Region, Philippines ACCA Careers Full time

    About ACCA Careers:We are a leading provider of innovative financial services and guidance to the world's most successful individuals, families, and institutions.We are committed to remaining true to our enduring principles of service, expertise, and integrity, while serving the world's most sophisticated clients using leading technology and exceptional...

  • Compliance Risk Manager

    5 days ago

    Manila, National Capital Region, Philippines Northern Operating Services Asia Inc. Full time

    Compliance Risk Manager Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Northern Operating Services Asia Inc.The successful candidate will be responsible for identifying and escalating regulatory compliance risks associated with file reviews to Global AML Management.Main Responsibilities:Review client files for...