
Analyst | Regulatory Compliance
3 weeks ago
Join to apply for the Analyst | Regulatory Compliance role at Macquarie Group
Join to apply for the Analyst | Regulatory Compliance role at Macquarie Group
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Join our Compliance Team within the Risk Management Group, as we support an exciting strategic program of work that aligns our risk management strategy and manages global individual licensing processes for US-based regulators across regions, ensuring compliance through request review, workflow management and employment verification.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?
You will be responsible for managing individual and entity licensing and registration matters while ensuring compliance with regulatory requirements, including facilitating regulatory workflows, maintaining accurate records and preparing filings. You will also coordinate responses to information requests and provide input into regional and global reporting obligations. Additionally, you will collaborate closely with compliance colleagues and business stakeholders to support the organisation’s licensing and registration needs.
What You Offer
- 2-3 years of demonstrated experience in a registrations role or from an investment banking, regulatory or legal environment
- Good knowledge of securities laws and financial services regulation and the ability to research requirements
- Strong ability to meet deadlines, independently manage varied assignments, and maintain attention to detail and risk
- A quick grasp of new processes and concepts.
What We Offer
Benefits
At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:
- 1 wellbeing leave day per year
- 20 weeks’ paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks’ paid leave for secondary caregivers
- 5 days carers leave of immediate family members on top of annual leave
- 2 days of paid volunteer leave and donation matching
- Voluntary parental medical insurance plan for married employees
- Wellbeing benefits, sessions and events to support your physical, mental and financial wellbeing, including a comprehensive medical and life insurance cover
- Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
- Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
- Hybrid and flexible working arrangements, dependent on role
- Reimbursement for work from home equipment
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.
Our commitment to diversity, equity and inclusion
We are committed to fostering a diverse, equitable and inclusive workplace.We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, neurodiversity, religion or belief, disability, or socio-economic background.We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process.
Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process. Seniority level
- Seniority level Entry level
- Employment type Full-time
- Job function Finance and Sales
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