Business Risk and Compliance Officer

3 weeks ago

Makati, Philippines RCBC Full time

Job Summary To perform an independent validation/test checking of all accounts managed by Portfolio Managers, schedule, prioritize, and evaluate all reviews due for the year to determine compliance of Trust clients with various regulatory requirements prescribed by BSP and other regulatory agencies in the management of accounts and to prepare the necessary reports to the Audit and Compliance Committee/Risk Oversight Committee/Board of Directors and to the President How will you contribute? To monitor completion and updating of all trust documentary requirements for managed accounts Keeps abreast with updates on the Bank and BSP policies as stipulated in the Anti-Money Laundering and Terrorist Financing Prevention Program (MTPP) through circulars, required seminars/programs and adheres to said policies and ensures strict implementation and consistent compliance thereto. To do validation/test checking of accounts reviewed To schedule and prioritize accounts due for review and monitor completion of the reviews To report to the Business Risk and Compliance Head the status of all reviews (i.e. reviews due, completed, complied, deficient documents) To conduct portfolio performance review, particularly on portfolio mix and return on investment and to determine whether account is being managed consistent with each individual Investment Policy Statement and in accordance with client’s risk profile as reflected in the Client Suitability Assessment To ensure that all submitted trust documents are duly reviewed, accomplished and authenticated by the authorized processing unit/s. To conduct periodic compliance/control review of trust documents to ensure validity, completeness, and accuracy of documents based on the basic documentation standards prescribed by the BSP. Ensure completeness, accuracy and reliability of trust documents on file; Ascertain that appropriate approvals and authorizations on all trust documents are properly obtained. Ensure that Client Suitability Assessment Forms are updated at least once every three (3) years or as necessitated by client upon notice to Portfolio Managers (PM’S) of a change in personal or financial preferences. Promptly identify administrative and documentary deficiencies and monitor PMs’ follow up documentary deficiencies and prepare regular reports of status. Promote timely correction and/or regularization of the identified documents with deficiencies and conduct regular follow up of findings and maintains tracking records for monitoring purposes. To examine and evaluate system records and operating procedures governing control systems in so far as administration of trust accounts and documentations are concerned not limited to the coordination with ITG for system updates to comply with any changes in BSP and compliance requirements Ensures compliance with applicable laws, regulatory restrictions and internal policies to achieve satisfactory audit rating. Prepare policies and guidelines to ensure compliance to regulatory requirements. What will make you successful? Bachelor’s degree in Economics, Business, Finance, Management or related courses Preferably with Trust background; working knowledge of various investment markets and products #J-18808-Ljbffr

  • Business Compliance and Operations Risk Officer

    2 weeks ago

    Makati, Philippines RCBC Full time

    Business Compliance and Operations Risk Officer RCBC, Makati, National Capital Region, Philippines Job Summary Handles the Compliance and Operational Risk concerns, reports, and requirements of the Corporate Banking Group. Act as Deputy Compliance Officer, Deputy Operational Risk Officer, Business Information Officer, and Alternate BCP Leader....

  • Business Risk and Compliance Officer

    2 weeks ago

    Makati, Philippines RCBC Full time

    Business Risk and Compliance Officer RCBC Makati, National Capital Region, Philippines Job Summary Perform an independent validation/test checking of all accounts managed by Portfolio Managers, schedule, prioritize, and evaluate all reviews due for the year to determine compliance of Trust clients with various regulatory requirements prescribed by BSP and...

  • Safety Officer

    4 weeks ago

    Makati, Philippines Duru Compliance Full time

    Join to apply for the Safety Officer role at Duru Compliance Referrals increase your chances of interviewing at Duru Compliance by 2x Responsibilities Conduct safety audits, develop safety protocols, and ensure compliance with regulations. Ensure compliance with health and safety regulations. Conduct regular site inspections and risk assessments. Develop and...

  • Deputy Chief Risk Officer

    2 weeks ago

    Makati, Philippines HR TechX Corp. Full time

    A leading tech firm in the Philippines is seeking a Deputy Chief Risk Officer to lead the development and implementation of enterprise-wide risk management strategies. You will ensure compliance, safeguard assets, and promote a culture of risk awareness while collaborating with various business units. The ideal candidate has at least 4 years of risk...

  • Construction Safety Officer

    3 weeks ago

    Makati, Philippines Duru Compliance Full time

    Join to apply for the Construction Safety Officer role at Duru Compliance . Responsibilities Ensure compliance with safety regulations on construction sites Conduct regular safety inspections and risk assessments Develop and implement safety policies and procedures Provide training and guidance to staff on safety practices Respond to accidents and incidents,...

  • Safety Officer

    4 weeks ago

    Makati, Philippines Duru Compliance Full time

    Conduct safety audits, develop safety protocols, and ensure compliance with regulations. Ensure compliance with health and safety regulations. Conduct regular site inspections and risk assessments. Develop and implement safety policies and training programs. Investigate accidents and incidents, recommending corrective actions. Maintain safety records and...

  • Risk and Compliance Manager

    2 weeks ago

    Makati City, National Capital Region, Philippines Hoya Full time ₱1,500,000 - ₱3,000,000 per year

    About HOYAFounded in 1941 in Tokyo, Japan, Hoya is a global med-tech company, and a leading supplier of innovative high-tech and medical products. Hoya is active in the fields of healthcare and information technology providing eyeglasses, medical endoscopes, intraocular lenses, optical lenses as well as key components for semiconductor devices, LCD panels...

  • Construction Safety Officer

    4 weeks ago

    Makati, Philippines Duru Compliance Full time

    Responsibilities Ensure compliance with safety regulations on construction sites Conduct regular safety inspections and risk assessments Develop and implement safety policies and procedures Provide training and guidance to staff on safety practices Respond to accidents and incidents, conducting investigations Maintain safety records and reports...

  • Compliance Officer

    2 weeks ago

    Makati City, National Capital Region, Philippines Semirara Mining and Power Corporation Full time ₱500,000 - ₱1,000,000 per year

    Job SummaryThis supervisory role leads the compliance team in developing, implementing, and monitoring regulatory programs. The Compliance & Functional Officer ensures robust controls, guides analysts, and elevates the organization's culture of integrity and ethical conduct.Job PurposeTo oversee the end-to-end compliance cycle—monitoring, analysis, audits,...

  • Risk and Compliance Manager

    2 weeks ago

    Makati City, National Capital Region, Philippines SYMPHONY Full time ₱1,500,000 - ₱2,500,000 per year

    The Risk and Compliance Manager is responsible for developing, implementing, and continuously improving the organization's Risk Management and Business Continuity programs. This role ensures that all business units (BUs) and strategic business units (SBUs) operate within established risk, regulatory, and compliance frameworks while maintaining resilience and...