EMEA Compliance Officer(2nd Vice President)

4 weeks ago


Metro Manila Philippines ACCA Careers Full time

EMEA Compliance Officer (2nd Vice President) Join to apply for the EMEA Compliance Officer (2nd Vice President) role at ACCA Careers About Northern Trust Northen Trust, a Fortune 500 company, is a globally recognized, award‑winning financial institution that has been in continuous operation since 1889. The firm provides innovative financial services and guidance to the world’s most successful individuals, families, and institutions, remaining true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, Northern Trust serves the world’s most sophisticated clients using leading technology and exceptional service. Working Model Hybrid – The successful candidate will spend their time between working in the office and working from home. Working schedule/hours for this role is Mon‑Fri, 4 pm – 1 am MNL. Department The Banking and Markets business at Northern Trust is one of the fastest growing areas of the asset servicing business. The core products are institutional brokerage, global foreign exchange, securities financing & portfolio solutions as well as banking offerings such as Global Lending and Treasury Management. The compliance team that supports and oversees the business is a vital part of the control function and maintains its own independence. Key Responsibilities Supporting the implementation of the global and regional Compliance Program for the EMEA Banking & Markets, including monitoring, testing compliance frameworks and executing against action plans; Liaising and maintaining excellent working relationships with stakeholders of all levels, providing assistance on compliance matters; Identifying and documenting compliance breaches where applicable; Representing compliance in relevant governance forums and committees; Active participation in EMEA Compliance team initiatives and helping to develop the compliance culture within Northern Trust; Working in partnership with risk, compliance and controls team colleagues regionally and globally, including sharing of information and knowledge; Developing and executing compliance related projects. Skills / Qualifications Required Strong understanding of the financial products that the Banking & Markets business offers, and the potential conflicts of interest that the Compliance function is expected to manage; Understanding of the objectives of the Compliance function, and awareness of the major financial regulations that Northern Trust is required to comply with; Ability to create useful and impactful Management Information from compliance monitoring data available, to demonstrate oversight; Excellent communication and problem analysis skills; Proficiency with Office 365 application, including Power BI, Excel, PowerPoint or other available technology platforms; Strong accuracy and attention to detail, and initiative to improve existing processes; Ability to operate effectively as part of a global team, working collaboratively with regional and global stakeholders; Strong organizational skills and an ability to manage multiple demands and changing priorities; Experience of effectiveness reviews and optimization projects. Working With Us As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability are assets that embolden us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve. We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us and apply today. Reasonable Accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at About Our Manila Office The Northern Trust Manila office celebrated a decade of excellence in 2024. Through agility, resiliency, innovation, and excellence, the office has evolved into a dynamic hub with diverse capabilities and a thriving workforce of over 1,200, driving meaningful impact and sustainable growth. Learn more. #J-18808-Ljbffr



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