Compliance Testing Specialist

2 weeks ago

Makati, Philippines KEB Hana Bank - Manila Branch Full time

3 days ago Be among the first 25 applicants

Responsibilities
  • Assist the Regulatory Compliance Manager & CCO in the effective management of regulatory risk associated with the Branch’s business and activities.
  • Conduct compliance testing to identify compliance risks and vulnerabilities, and work with business units involved in the implementation of compliance programs
  • Conduct or support periodic Compliance Risk Assessments, and assist in evaluating the effectiveness of internal controls.
  • Prepare compliance testing reports documenting results, observations, and recommendations for presentation to Senior Management and stakeholders.
  • Draft and cascade relevant regulatory issuances, updates, and compliance advisories to relevant departments within the organization
  • Advise the Senior Management on newly enacted / amendments in laws and regulations, regulatory guidance and standards, conduct gap review and recommend appropriate policies and procedures.
  • Ensure timely compliance with regulatory reports and requests, and maintain up-to-date local regulatory compliance checklist regarding laws and regulatory rules that the Branch should comply with.
  • Assist in conduct of prior compliance reviews (1) on enactment / revision of internal policies and guidelines, (2) on conclusion/revision of contracts, (3) when launching products and new business (4) of external reports including documents submitted to local regulator, (5) when providing internal information and disclosure such as customer information.
  • Ensure compliance awareness and provide training on relevant laws and regulations, compliance activities, ethics and internal controls.
Qualifications
  • Bachelor's degree in Accountancy, Banking and Finance, or a related field.
  • At least 3 years’ experience in banking, internal or external audit, compliance or Risk department.
  • Knowledge in banking operations, internal controls, risk management, and BSP regulations
  • Experience in conducting or providing assistance in compliance risk assessments and evaluating operational or regulatory risk exposures.
  • Adequate verbal communication, written, interpersonal, presentation skills with the ability to prepare clear compliance reports, review policies, communicate regulatory requirements effectively to stakeholders.

Alternatively, you may send your resume to

Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Quality Assurance
Industries
  • Banking

Note: This description reflects the responsibilities and qualifications for the referenced role and does not include extraneous recruitment page notices or unrelated postings.

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