Investment Compliance Analyst
4 weeks ago
Client Profile: This company was founded in 1976. One of the fastest growing IT company not only in the Philippines but also in Canada and Australia. This company focuses on Business consulting, Systems integration and IT services.
Position: Investment Compliance Analyst
Company Industry: IT Company
Location: Taguig City & Ortigas
Salary Offer: Php 35,000 - Php 40,000
Work Schedule: Nightshift
Work Set Up: Work Onsite
Benefits:
Dental Allowance
Miscellaneous allowance
Medical Allowance
Provident Fund
Business Casual
Government Mandated Benefits
Insurances
Job Requirements:
Bachelors Degree in Business, Finance, Accounting, Economics, or a related field
With at least 2 years of experience in financial services, investment administration, or back-office operations.
Experience of mutual funds, investment policy guidelines and asset allocation is an advantage.
Amendable to work in night shift schedule.
Amendable to start as soon as possible.
Job Responsibilities:
Develop, maintain, and update Investment Policy Statements (IPS).
Ensure compliance with internal governance structures and regulatory standards.
Coordinate policy reviews and approvals with legal, compliance, and investment teams
Assist in the development and enforcement of controls to mitigate investment risks.
Maintain documentation to support audits and regulatory inquiries.
Recruitment Process:
HR Interview
Operations Validation
Client Validation
Job Offer
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