Consultant, BU Compliance
2 weeks ago
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Major Duties :
- Advises Corporate Compliance partners and BU management of actual or proposed developments in the business that may be affected by applicable laws, regulation, or policy, or by actual or proposed changes thereto.
- Implements Corporate Compliance programs within the business units and acts as a contact point within the business unit for inquiries from Corporate Compliance partners or external regulators.
- Promotes actions to comply with Corporate Compliance and BU standards, as necessary; and to resolve compliance issues, including actions in response to regulatory exam findings.
- Assists BU management in implementing Corporate Compliance programs in the business unit, including identifying partners who are required to take certain training.
- Identifies processes and procedures which may need to be enhanced to comply with compliance guidelines; and participates in the conducting of compliance risk assessments for the business units.
- Escalates situations to BU management which may pose significant compliance risk; recommends updates to business unit procedures and enhancements to business unit controls that minimize the risk.
- Interacts with business partners, regulators, and internal and external auditors on regulatory compliance matters.
- Operates independently; has knowledge of compliance risk avoidance.
- Serves as a compliance resource for the business unit.
- May mentor junior-level BU employees and review the work of others.
Knowledge:
- Knowledge of risk management and strategic goals for the business unit.
- Knowledge of laws and regulations that apply to the business, acquired through formal education or work experience, is required.
- Analytical and communication skills are necessary to analyze and summarize information; and to consult with and communicate information to partners/clients.
- Organizational skills required to coordinate business unit compliance-related activities.
Experience:
- 5-7 or more years experience, preferably within the business unit; or equivalentrelated experience.
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies Build your career with us and apply today.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
For further information, and to apply, please visit our website via the "Apply" button below.
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