Compliance Specialist

Financial Crimes Compliance (FCC) SpecialistKey Responsibilities:Prepare and submit CTRs and STRs to the AMLC in accordance with regulatory requirements and internal compliance policies.Maintain proper records of all submissions and provide regular reports to the AMLO and alternate AMLO .Collaborate with Operations, IT, and Business Units to collect...

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Company Description Work with Us. Change the World.At AECOM, we're delivering a better world. Whether improving your commute, keeping the lights on, providing access to clean water, or transforming skylines, our work helps people and communities thrive. We are the world's trusted infrastructure consulting firm, partnering with clients to solve the world's...

About The RoleThe Third Party Audit team is central to LSEG's dedication to integrity and compliance in handling relationships with external vendors, including Exchanges and Specialist Data Providers. Our work ensures that third-party data is maintained according to defined standards, reducing financial risk and supporting a seamless experience for our...

About the RoleThe Third Party Audit team is central to LSEG's dedication to integrity and compliance in handling relationships with external vendors, including Exchanges and Specialist Data Providers. Our work ensures that third-party data is maintained according to defined standards, reducing financial risk and supporting a seamless experience for our...

Company Description Work with Us. Change the World.At AECOM, we're delivering a better world. Whether improving your commute, keeping the lights on, providing access to clean water, or transforming skylines, our work helps people and communities thrive. We are the world's trusted infrastructure consulting firm, partnering with clients to solve the world's...

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Job description:Conduct distributor investigations in line with company's Compliance and Ethics framework; prepare reports, recommend appropriate actions, and provide updates to the DCO and relevant Committees.Maintain accurate registries and documentation related to distribution compliance for proper governance and audit readiness.Assist the Distribution...

QUALIFICATIONS:Conduct distributor investigations in line with Client's Compliance and Ethics framework; prepare reports, recommend appropriate actions, and provide updates to the DCO and relevant Committees.Maintain accurate registries and documentation related to distribution compliance for proper governance and audit readiness.Assist the Distribution...