Internal Audit Supervisor

Job Summary

Lead person responsible for ensuring through an examination of the various department of the company the proper implementation of financial, operational, compliance reporting process, practices and controls. This shall also include compliance with regulation which covers AMLA, as amended, Data Privacy Law, Consumer Protection and other applicable regulation issued by the appropriate governing bodies.

Duties and Responsibilities

Business Acumen

1. Knowledgeable with the company's nature of business and processes to ensure a fruitful, productive and meaningful examination of the various department of the company which includes the proper implementation of financial, operational, compliance reporting process, practices and controls.

2
. Lead person to guide or examine evaluate the adequacy and effective implementation of internal control system and identify the weaknesses and evaluate its robustness considering the direction and/or profile of the Company

Complaints Management / Issue Resolution

1. Coordinate and attends to inquiries and concerns on items related to audit examination of the respective division, department or unit of the company.

Effective Communication Skills

1. Manage the monitoring, follow-up and validation of the actions committed by the auditee on the noted findings during examination.

Governance, Control and Risk Management

1. Responsible or managing person in the conduct audit activities and its corresponding processes, which shall include but not limited to:

2. Identifying the Audit Universe, the Audit Lifecycle , and preparing the Annual Audit Activities

3. Conducting Risk Assessment on the available audit universe to identify which units to prioritize.
4. Prepare audit engagement;
5. Attend and/or conduct audit briefing, meeting including exit meetings;
6. Perform actual review;
7. Prepare audit working paper on areas/account reviewed;

8. Prepare audit report.

9. Lead person in the creation of the audit policies, universe and the risk assessment relative to its activities.

10. Keep abreast of any relative regulatory issuance that would have an effect on audit policies, activities and operation of the company.

Information / Records Administration

1. Ensure that the applicable record keeping requirements are complied, accordingly, as applicable.

Qualifications

• Educational Attainment and Required Course: Accountancy
• Years of Work Experience: 5 to 10 experience in Compliance, Audit or Risk
• Required Certification / License: Certified Public Accountant (CPA)
• Field of Specialization: Preferably Audit Compliance, Audit or Risk or functions that has coordination with the three(3) field of specialization.
• Knowledge and Skills Requirement:
• Experience in compliance, audit, risk covering multiple areas;
• Knowledge of key current regulatory change initiatives and impacts on business;
• Strong interpersonal skills with the ability to communicate effectively with Audit, Compliance, Risk and Business;
• Ability to support decisions with sound reasoning. Ability to clear articulate business and regulatory implications of analysis and findings;
• Highly motivated self starter with proven ability to work collaboratively within teams and to deliver on time.

About SB Finance

A young, rapidly growing financial institution with an unwavering drive to empower more and more Filipinos – for both those that we serve and those who are part of our diverse and dynamic team.

SB Finance Corporation is a partnership between the Philippines' Security Bank Corporation and Thailand's Bank of Ayudhya (Krungsri). This partnership is a result of Security Bank and MUFG's goal to expand global partnerships while growing local talent and expertise. Backed by two financial giants in the Asian region with more than 100 years of financial excellence, we provide top-notch financial products and services that are tailor-made for the needs of the Philippine market.

We are engaged in the business of extending credit facilities and financing services for the betterment of the different communities we serve. Our relentless pursuit is to empower Filipinos through our growing menu of loan products – multi-purpose cash loan through Personal Loan, OR/CR for cash through Car4Cash, brand new or pre-owned motorcycle financing through MotorsikLOAN, and a digital salary advance facility through eSALAD.

Be part of the SB Finance team and become an 'SBFF' who enables ordinary Filipinos and small business owners to reach their life's milestones as you enjoy a fun, meaningful career regardless of your role in the company.

A better life for everyone? Dito, pwede.