AVP, Regulatory Risk and Control Officer

2 days ago

Philippines Sumitomo Mitsui Banking Corporation Full time ₱500,000 - ₱1,000,000 per year

Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network.

We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers. With sustainability embedded within our strategy and operations, we are committed to creating a society in which today's generation can enjoy economic prosperity and well-being, and pass it on to future generations. Job Responsibilities:Assist the Unit Head in creating a robust management framework to ensure compliance with local regulatory requirements.

Prepares Risk Management Committee (RMC) materials and functions as RMC Secretariat providing Notices and Minutes of Meeting on a timely manner. Supports the preparation, localization and alignment of Group policies on Risk Management to local regulatory guidelines as set forth by the BSP with focus on Internal Capital Adequacy Assessment Process (ICAAP), Recovery Plan and Operational ResiliencyAct as Person In Charge (PIC) in the creation of the branch ICAAP and Recovery Plan and Operational ResiliencyAssists the BCP Officer in implementation of Business Continuity Plan and coordination of Drills as alternate

Supports the In Office Inspections (IOI), reporting of results of inspection to General Manager and tracks the settlement of In-Office Ispection Comment Referral (IICR) if any as alternate

Support the Non-Financial Risk Team in various risk assessment of emerging risks such as but not limited to Technology Risk Management, Third Party Risk Management, Data Governance and Operational Resilliency. Performs other related duties that may be assigned by the Management, Department Head and Unit Head from time to time.

Job Requirements:Versed in local regulatory policies and guidelines related to Risk Management. Working knowledge and experience in compliance with local regulations on Technology Risk ManagementExperience in Operational Risk, Technology, Internal and/or external Audit gained within an international financial institution and/or professional services firm

Knowledge on various risk tools and methodologies

Well developed knowledge of banking system and processes

At least 5 years experience in a similar role

Worked in a foreign or local commercial/universal bank

With experience on Risk Management or Compliance

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