Regulatory Control Specialist

3 days ago


Taguig, National Capital Region, Philippines Deutsche Bank Full time

Are you looking for a challenging role that involves working with complex financial regulations? Do you have a passion for compliance and risk management?

Job Title: Compliance - Regulatory Control Analyst - Associate

We are seeking a highly skilled Compliance - Regulatory Control Analyst - Associate to join our team. In this role, you will be responsible for ensuring that the Bank's position reporting activities comply with relevant regulations and laws.

The Position Reporting Group (PRG) is responsible for managing the Bank's position reporting activities, which include monitoring and disclosure of substantial positions or reportable trades in relevant securities against reportable thresholds or regulatory position limits.

Your key responsibilities will include:

  • Conducting quality assurance checks on all APAC regulatory filings made on behalf of the Bank.
  • Working with internal partners to identify gaps and potential issues in existing processes and implementing improvements.
  • Providing support to line managers on ongoing project work for APAC in respect of various regional and global initiatives.
  • Collaborating with Regional and Global Position Reporting, Technology, and other stakeholders to ensure seamless execution of position reporting activities.

To succeed in this role, you will require:

  • A solid understanding of position reporting function at an investment bank.
  • Experience in compliance and risk management, with a focus on financial regulations.
  • Excellent communication and interpersonal skills, with the ability to work effectively with diverse stakeholders.
  • Strong analytical and problem-solving skills, with the ability to identify and implement process improvements.

At Deutsche Bank, we value diversity and inclusion, and we welcome applications from talented individuals from all backgrounds.



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