Audit and Compliance Manager

2 weeks ago


Makati City, National Capital Region, Philippines DTCC Full time

Role Summary

This role is responsible for performing quality assurance audits of departmental assurance activities, developing and maintaining departmental policies and procedures, and coordinating IAD training activities.

Main Responsibilities

  • Perform horizontal and vertical quality assurance audits of departmental assurance activities, ensuring adherence to regulatory requirements.
  • Assist in the maintenance of departmental policies and procedures, including updates and revisions.
  • Support technical updates and other IAD training activities, enhancing staff knowledge and skills.
  • Assist in the analysis of auditee surveys, providing valuable insights for process improvements.
  • Perform pre-issuance quality assurance checks of audit projects and reports, ensuring accuracy and completeness.
  • Assist in the development and publication of periodic and ad-hoc department communications, keeping stakeholders informed.
  • Track, monitor, and report the amount of training completed by IAD staff against department guidance.
  • Maintain and validate the accuracy of the IAD certifications database on a quarterly basis.
  • Assist in the coordination of the department's quarterly town hall, annual planning meetings, career panel discussions, etc.
  • Proactively contribute to the department on initiatives and goals.

Key Qualifications

  • Minimum of 8 years of related experience, with a strong background in internal audit, understanding of internal audit methodology and industry standard processes or external audit.
  • Bachelor's degree preferred or equivalent experience.


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