Regulatory Compliance Coordinator
4 days ago
Prestigious Law Firm in Makati is seeking a dedicated Liaison Clerk to support our regulatory compliance efforts. In this role, you will play a critical part in maintaining effective communication between internal teams and external entities.
Key Duties:
1. Establish and maintain relationships with internal teams and external entities, ensuring smooth communication and coordination.
2. Assist in the preparation and review of SEC filings, reports, and compliance documentation.
3. Coordinate meetings with stakeholders and regulatory bodies, guaranteeing timely and accurate dissemination of information.
4. Oversee filing systems, ensuring compliance with regulatory requirements.
5. Utilize exceptional written and verbal communication skills to address inquiries from clients, regulatory agencies, and internal teams on SEC-related matters.
6. Support the development of presentations, reports, and other materials needed for SEC filings.
7. Monitor progress of compliance-related tasks and projects, ensuring deadlines are met.
Essential Qualifications:
1. Bachelor's degree in business administration, finance, accounting, or a related field is mandatory.
2. Prior experience working with SEC filings, regulations, or compliance requirements is highly preferred.
3. Strong understanding of SEC regulations, reporting standards, and compliance processes is essential.
4. Previous administrative or liaison experience in a corporate or regulatory environment is a plus.
5. Outstanding organizational and multitasking abilities with attention to detail are required.
6. Proficiency in Microsoft Office Suite (Word, Excel, Outlook) is mandatory.
7. Ability to work independently and as part of a collaborative team is vital.
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