Regulatory Compliance Expert
2 days ago
As a key member of the Stagwell National Capital Region team, you will be responsible for ensuring that our organization operates in accordance with all relevant laws, regulations, and industry standards.
Job DescriptionResponsibilities:
- Policy Development: Develop, implement, and update compliance policies and procedures to ensure adherence to relevant laws, regulations, and industry standards.
- Compliance Monitoring: Establish processes for monitoring compliance with policies and regulations, including regular audits, reviews, and assessments.
- Risk Assessment: Conduct risk assessments to identify areas of potential compliance vulnerability and develop strategies to mitigate risk.
- Training and Education: Provide training and education to employees on compliance policies, procedures, and regulatory requirements.
- Investigations: Investigate compliance issues, incidents, and complaints, and take appropriate corrective actions as necessary.
- Reporting: Prepare and submit regulatory reports and filings as required by law or regulatory agencies.
- External Liaison: Serve as the primary point of contact for regulatory agencies, industry associations, and other external stakeholders.
- Compliance Reviews: Coordinate and participate in compliance reviews and examinations conducted by regulatory agencies or third-party auditors.
- Continuous Improvement: Continuously monitor and evaluate the effectiveness of compliance programs and initiatives, and recommend improvements as needed.
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