Regulatory Compliance Expert

2 days ago


Makati City, National Capital Region, Philippines East West Banking Corporation Full time
About the Position

We are seeking a highly motivated and experienced Compliance Assurance Officer to join our team. In this role, you will be responsible for planning, organizing, leading, and controlling the oversight and coordination of our Banks Compliance System implementation.

You will develop and implement a Compliance Program/Plan that supports our Banks goals and strategies, identify relevant laws, regulations, policies, and ethical standards, analyze and prioritize compliance risks for mitigation and monitoring.

  • Prepare and annually update the Compliance Program with periodic testing mechanisms, coordinate bank-wide implementation with various units, and collaborate with the Chief Risk Officer and Chief Audit Executive to optimize the use of our governance resources.
  • Act as the central point of contact for regulatory matters, disseminate relevant banking laws and regulations to appropriate units, hold quarterly meetings and regular dialogues to update compliance officers, develop and implement training programs in coordination with EastWest Academy to raise compliance awareness.
  • Serve as the principal liaison with regulators, consulting on regulatory requirements, compliance issues, and specific provisions of laws, rules, and regulations, while overseeing and coordinating regulatory examinations and facilitating discussions with examiners during on-site reviews.
  • Coordinate and monitor our compliance efforts, assessing policy appropriateness under evolving conditions, participating in strategic planning and product development with a focus on compliance advisory, reviewing audit and regulatory reports, ensuring corrective actions.


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