Senior FX Surveillance Analyst
3 days ago
About Northern Trust
We are a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Our company is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
We serve the world's most sophisticated clients using leading technology and exceptional service. Our team members enjoy access to cutting-edge tools, professional development opportunities, and a dynamic, collaborative work environment.
Job SummaryThis role involves conducting daily reviews and analysis of trading activity across FX and other asset classes. You will utilize surveillance tools and techniques to identify potential market abuse or irregularities.
Key Responsibilities:
- Conduct daily reviews and analysis of trading activity across FX and other asset classes, utilizing surveillance tools and techniques to identify potential market abuse or irregularities.
- Generate and investigate alerts related to insider trading, market manipulation, and other misconduct.
- Escalate suspicious activities to senior management and compliance teams, providing detailed and accurate analysis.
- Minimum 2 years of experience in a trade surveillance role within a bank, regulator, or similar financial institution.
- Strong knowledge of market abuse behaviors and tactics, including insider trading, spoofing, layering, and other forms of manipulation.
- Solid understanding of global regulatory frameworks and regulations such as MiFID II, MAR, Dodd-Frank, and others.
- Expertise in FX surveillance is essential, with demonstrated experience monitoring FX spot, forward, and derivatives markets.
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