Regulatory Compliance Expert

7 days ago


Manila, National Capital Region, Philippines Partners Group Full time

Job Overview

We are seeking a highly skilled Regulatory Compliance Expert to join our team in Manila. As a key member of our Compliance Monitoring team, you will play a pivotal role in supporting and further building a comprehensive and modern compliance program.

Main Responsibilities:

  1. Develop, implement, and execute compliance monitoring plans to assess adherence to regulatory requirements, internal policies, and processes
  2. Analyze complex data to evaluate adherence to internal policies and external regulations and prepare detailed reports
  3. Investigate compliance incidents or violations, prepare summaries of findings, and provide recommendations for corrective actions
  4. Monitor corrective actions taken in response to compliance issues to ensure effectiveness and adherence to prescribed timelines
  5. Conduct regular assessments of company practices, processes, and controls to identify potential compliance issues or areas for improvement
  6. Maintain, use, and further develop all compliance-related business applications to scale and improve a more automated assurance process
  7. Collaborate with key stakeholders across departments to provide guidance on compliance-related matters and facilitate training sessions to promote understanding of compliance obligations
  8. Stay current with changes in laws, regulations, and industry standards, ensuring updates are communicated and integrated within the team
  9. Serve as a point of contact for compliance inquiries, providing support and guidance to employees regarding compliance issues or concerns
  10. Further develop our data analytics and testing setup to enhance value and efficiency
  11. Support the full implementation of a modern compliance and governance framework
  12. Participate in local and global projects to support compliance initiatives
  13. Collaborate on ad-hoc investigations and deep-dives as needed
  14. Support local Compliance matters that may arise
  15. Engage in continuous training and development through our internal PG Academy programs or external providers and certifications


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