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Senior Compliance Manager

2 weeks ago

Manila, National Capital Region, Philippines AIA Philippines Full time

AIA Philippines' goal of creating a healthier, more sustainable future for everyone relies on a well-functioning compliance function.

We are seeking a seasoned professional with extensive experience in investment compliance to lead our compliance team.

The successful candidate will be responsible for developing and implementing a robust compliance monitoring program, overseeing the implementation of internal personal dealing requirements, and managing internal disclosure of interest reporting requirements.

Responsibilities and Deliverables
  1. Develop a comprehensive compliance strategy that aligns with AIAIM PH's overall goals and objectives.
  2. Lead the compliance team in implementing a robust compliance monitoring program that ensures all local monitoring activities are properly identified, documented, and performed under a risk-based approach.
  3. Collaborate with cross-functional teams to ensure effective implementation of internal personal dealing requirements and manage internal disclosure of interest reporting requirements.
  4. Establish and maintain relationships with industry and regulatory bodies to stay up-to-date on relevant regulations and guidelines.