Asia Investment Compliance Manager
2 weeks ago
Sun Life Financial is committed to developing its investment management capability and operating model in Asia. A key dimension to this is establishing a new entity, licensed by the Securities & Futures Commission, which will support our investment operations across the region.
We are seeking a compliance professional to join our dynamic team in Manila, Philippines. This role will support the development of a consistent asset management compliance program within Asia, with a focus on trade desk oversight and investment compliance.
This role reports directly to the Director, Investment Compliance, Asia Investment Management and will be responsible for upholding established standards and implementing procedures to ensure that the investment compliance and trade desk oversight compliance program remains effective and efficient.
The ideal candidate will have experience working with regulatory agencies and industry best practices in investment compliance and communication surveillance management. They will also be able to identify areas of potential compliance risk and vulnerability, manage and drive effective resolution, and report updates to management.
- Supports the Asia Investment Management (AIM) Investment Compliance and Trade Desks Oversight Compliance Program.
- Program components would include: Trade Desks Oversight (Philippines, Hong Kong, Singapore, Bermuda, Vietnam, Indonesia and Malaysia); Investment Guideline Coding and Monitoring (Pre-trade/ Post-trade); Affiliated Transactions; Information Barriers; IMA On-boarding; Trade Practices Testing/ Surveillance (e.g. Best Execution, Market Misconduct); ESG; and Operating Guidelines and Procedures management.
-
Taguig, National Capital Region, Philippines Sun Life Financial Full timeYou are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...
-
Investment Risk
2 weeks ago
Taguig, National Capital Region, Philippines Jobstreet Philippines Full timeAbout the roleAs the Investment Risk & Compliance, Asia Manager, you will play a crucial role in ensuring the company's investment portfolio and business operations align with regulatory requirements and industry best practices. In this full-time position based in Taguig City, Metro Manila, you will be responsible for managing and overseeing the risk...
-
Investment Compliance and Risk Specialist
2 weeks ago
Taguig, National Capital Region, Philippines Sun Life Financial Full timeRequirements:To be successful in this role, you will need to have:8+ years relevant experience in asset management compliance.Experience working with regulatory agencies and industry best practices in investment compliance and communication surveillance management.Strong capabilities in MS Office Suite (Excel, Word, PowerPoint).Able to design and conduct...
-
Financial Compliance Manager
2 weeks ago
Taguig, National Capital Region, Philippines Northern Operating Services Asia Inc. Full timeRole SummaryNorthern Operating Services Asia Inc. is seeking a Financial Compliance Manager to join our team. The successful candidate will be responsible for managing financial compliance functions, ensuring that all regulatory requirements are met and that financial operations are executed accurately and efficiently.This role requires a strong...
-
Manager of Trade Desk Oversight
2 weeks ago
Taguig, National Capital Region, Philippines Sun Life Financial Full timeKey Responsibilities:This role will be responsible for supporting the development of a consistent asset management compliance program within Asia, with a focus on trade desk oversight and investment compliance.The ideal candidate will have experience working with regulatory agencies and industry best practices in investment compliance and communication...
-
Investment Portfolio Manager
19 hours ago
Taguig, National Capital Region, Philippines W Group Full timeAbout the Role:The W Group is seeking a talented Investment Portfolio Manager to join our finance team. This is an exciting opportunity to work with a dynamic organization and contribute to the development of our investment strategies.ResponsibilitiesInvestment Research: Conduct thorough research on investment opportunities and evaluate their...
-
Associate Director, Investment Management
3 weeks ago
Taguig, National Capital Region, Philippines AIA Hong Kong and Macau Full timeAssociate Director, Investment ManagementApply locations Taguig, PH-AIA Philippines time type Full time posted on Posted 30+ Days Ago job requisition id JR-55646FIND YOUR 'BETTER' AT AIAWe don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us.We believe in empowering every one of our people...
-
Investment Management Associate
19 hours ago
Taguig, National Capital Region, Philippines Vantage Equities, Inc. (V) Full timeWe are looking for an Investment Management Associate to join our team at Vantage Equities, Inc. (V). The ideal candidate will have a strong background in investment management and be able to support the team in overseeing daily accounting operations for Mutual Funds and Investment Management Accounts (IMAs).The key responsibilities of this role include...
-
Investment Cash Manager
2 weeks ago
Taguig, National Capital Region, Philippines Sun Life Financial Full timeSun Life Financial is seeking an experienced Treasury Operations Specialist to join our team. As a critical member of our finance department, you will be responsible for managing cash flows, investing surplus funds, and ensuring compliance with regulatory requirements. Your strong analytical skills and attention to detail will enable you to identify and...
-
Investments and Corporate Finance Manager
5 days ago
Taguig, National Capital Region, Philippines Robert Walters Full timeInvestments and Corporate Finance ManagerAs the Investments and Corporate Finance Manager, you'll develop financial models for forecasting, valuation, and unit economics. You'll support fundraising, corporate development, and strategic initiatives, while also preparing performance reports for investors. Precision and analytical rigor will be key to ensuring...
-
Investment Accountant
5 days ago
Taguig, National Capital Region, Philippines W Group Inc. Full timeQualifications:Bachelor's degree in Accounting, Finance, Economics, or a closely related discipline.Minimum of three (3) years of experience in auditing, accounting/fund accounting, investment banking, or capital markets.Solid knowledge of regulatory requirements, risk evaluation, and market research.Possession of a professional certification or license in...
-
Finance and Investment Specialist
2 weeks ago
Taguig, National Capital Region, Philippines W Group Full timeKey Responsibilities:Conduct in-depth market research and analysis to identify investment opportunities and trends.Develop, implement, and manage investment strategies to optimize portfolio performance.Evaluate the performance of external consultants and advisors by reviewing their reports, recommendations, and information systems.Facilitate effective...
-
Strategic Investment Governance Lead
5 days ago
Taguig, National Capital Region, Philippines AIA Hong Kong and Macau Full timeAbout the RoleThe Associate Director, Investment Governance and Performance Reporting will oversee the governance framework and investment performance reporting for AIA Hong Kong and Macau's investment portfolios. This role involves ensuring compliance with regulatory requirements, optimizing investment decision-making processes, and providing comprehensive...
-
Investment Portfolio Manager
1 week ago
Taguig, National Capital Region, Philippines Megaworld Corporation Full timeThe Investment Portfolio Manager will oversee the management of the company's investments, ensuring alignment with business objectives and strategic goals.Key ResponsibilitiesDeveloping and implementing investment strategies to maximize returnsMonitoring and analyzing portfolio performance to ensure alignment with business objectivesCollaborating with...
-
Financial Investment Advisor
2 weeks ago
Taguig, National Capital Region, Philippines W Group Inc. Full timeKey Responsibilities:Conduct in-depth market research and analysis to identify investment opportunities and trends.Develop, implement, and manage investment strategies to optimize portfolio performance.Evaluate the performance of external consultants and advisors by reviewing their reports, recommendations, and information systems.Facilitate effective...
-
Investment Manager Onboarding Coordinator
19 hours ago
Taguig, National Capital Region, Philippines WTW Full timeJob Description">This role plays a critical part in the Manager Onboarding Team, which focuses on the onboarding of new investment managers. The successful candidate will be responsible for coordinating tax and legal reviews of third-party asset manager fund documentation and other investment-related contracts.The ideal candidate will have a minimum of 1-3...
-
Manager, Compliance
3 weeks ago
Taguig, National Capital Region, Philippines Sun Life Financial Full timelocations Taguig City, National Capital Region (Manila)time type Full timeposted on Posted 2 Days Agojob requisition id JR00093641You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share...
-
Compliance Professional in Asset Management
2 weeks ago
Taguig, National Capital Region, Philippines Sun Life Financial Full timeAbout Sun Life Financial:Sun Life Financial is a leading financial services company that provides insurance, investments, and retirement solutions to individuals and institutions. Our vision is to be the most respected life insurance company in every market we serve.We are committed to delivering exceptional customer experiences, driving business growth, and...
-
Vivientis Search Asia AP Team Lead
1 week ago
Taguig, National Capital Region, Philippines Viventis Search Asia Full timeAbout the RoleWe are looking for an experienced Accounts Payable Subject Matter Expert to join our team at Viventis Search Asia. As a key member of our team, you will be responsible for overseeing the accuracy and efficiency of invoice processing, training junior team members, and ensuring compliance with established guidelines and policies.Key...
-
Head of Investment Management and Operations
3 weeks ago
Taguig, National Capital Region, Philippines FWD Group Management Holdings Limited Full timeHead of Investment OperationsHead of Investment OperationsApply locations Philippines - BGC Taguig time type Full time posted on Posted Yesterday job requisition id R-0021840About FWD GroupFWD Group is a pan-Asian life and health insurance business with more than 12 million customers across 10 markets, including some of the fastest-growing insurance markets...