Compliance Manager

6 days ago


Makati City, National Capital Region, Philippines AIA Philippines Full time
Responsibilities

The Head of Compliance will be responsible for leading the compliance function at AIAIM PH and overseeing the compliance program under the Governance Framework of AIAIM PH. This includes acting as the designated local anti-money laundering officer, local data privacy officer, and local FATCA Responsible Officer of AIAIM PH while providing appropriate second-line support to the first line as a member of AIAIM PH's Executive Committee to properly implement controls embedded within local policies and procedures as envisaged under the Governance Framework of AIAIM PH and reasonably designated to enable AIAIM PH to demonstrate compliance with applicable local regulatory requirements.

The role involves leading a strong compliance function covering the following key areas:
  • Compliance Monitoring and Reporting: Implement and administer a robust compliance monitoring program to ensure that all local monitoring activities are properly identified, documented, and performed under a risk-based approach with the monitoring results timely reported in accordance with relevant local policies and procedures established under AIA's Investment Governance Framework ('IGF') as well as applicable local regulatory requirements.
  • Personal Dealing and Disclosure: Oversee the implementation of internal personal dealing requirements at AIAIM PH and monitor personal dealing activities of the local Access Persons and their Associated Persons while demonstrating compliance with relevant local regulations.
  • Regulatory Reporting: Manage internal licensing and other regulatory reporting requirements while demonstrating compliance with relevant local regulations.
  • Compliance Advice and Support: Offer regulatory compliance advice to the first line to support informed decision-making and anticipate, assess, control, and mitigate regulatory and reputation risks.
  • Liaison and Communication: Liaise with industry and regulatory bodies as appropriate and monitor local regulatory developments and/or amendments and provide constructive feedback to AIAIM PH's Executive Committee and Board to further enable AIAIM PH to take appropriate follow-up actions in a timely manner.
  • Training and Induction: Conduct induction sessions on local policies and procedures owned by the compliance function.

  • Compliance Manager

    7 days ago


    Makati City, National Capital Region, Philippines Security Bank Corporation Full time

    About the RoleWe are seeking a highly skilled professional to join our team as a Compliance Manager. In this role, you will be responsible for ensuring that our organization adheres to regulatory requirements and industry standards. You will work closely with the Data Protection Officer to develop and implement policies, procedures, and controls that promote...

  • Compliance Manager

    6 days ago


    Makati City, National Capital Region, Philippines PJ Lhuillier Group of Companies Full time

    The PJ Lhuillier Group of Companies is seeking a qualified Compliance Manager to support the company's adherence to regulatory requirements and internal policies.About the RoleThis role involves monitoring and analyzing regulatory changes, conducting risk assessments, implementing compliance programs, and providing guidance on compliance issues.Key...


  • Makati City, National Capital Region, Philippines A.M. Oreta & Co., Inc. Full time

    Job Description:A.M. Oreta & Company Inc. is a premier quadruple "AAAA" construction firm in the Philippines, known for its core values of Accountability, Adaptability, Authenticity, and Achievements.The company is committed to delivering unparalleled craftsmanship, innovation, and reliability in every project undertaken. As a Senior Compliance Officer, you...


  • Makati City, National Capital Region, Philippines Aon Hewitt Full time

    Required Skills and QualificationsMinimum 8-10+ years of experience in operations and project management: Proven leadership experience, preferably managing teams across multiple jurisdictions.Liaising with L&C officers/functional heads: Able to liaise with L&C officers/functional heads across APAC to fulfill project deliverables & manage Legal & Compliance...


  • Makati City, National Capital Region, Philippines AXA Full time

    About This RoleIn this role, you will be responsible for developing, implementing, and managing AXA's compliance framework to protect its reputation and ensure adherence to local and regional regulatory requirements.Responsibilities:Data PrivacyPromote and implement compliance with regulatory and reportorial requirements.Monitor compliance with the Data...


  • Makati City, National Capital Region, Philippines Manulife Financial Full time

    About the RoleThis is a key role in our Distribution Compliance Team, reporting directly to the Chief Compliance Officer. The ideal candidate will have a strong understanding of compliance risk management principles and practices, with experience in financial services industry or regulatory bodies.The successful candidate will develop and implement the...


  • Makati City, National Capital Region, Philippines PJ Lhuillier Group of Companies Full time

    Job DescriptionThe PJ Lhuillier Group of Companies seeks an experienced IT Controls and Compliance Management Analyst to ensure the compliance of IT systems and processes with information technology and security policies, as well as regulatory/legal requirements. The ideal candidate will have a strong background in risk assessment, mitigation, management,...


  • Makati City, National Capital Region, Philippines OceanaGold Corporation Full time

    Key ResponsibilitiesDevelops and implements effective legal strategies to address complex issues, including litigation, regulatory compliance, and dispute resolution;Represents the organization in litigation, negotiations, and legal proceedings demonstrating persuasive oral advocacy skills;Manages a diverse portfolio of legal matters, prioritizing tasks, and...


  • Makati City, National Capital Region, Philippines East West Banking Corporation Full time

    About the RoleWe are seeking an experienced professional to join our Compliance team as a Compliance Assurance Officer. This role will involve planning, organizing, leading, and controlling the oversight and coordination of our Banks Compliance System implementation.In this position, you will be responsible for developing and implementing a Compliance...


  • Makati City, National Capital Region, Philippines MSD Full time

    As a Regulatory Compliance Manager, you will play a critical role in ensuring that MSD's regulatory submissions meet the highest standards of quality and compliance.The role involves managing all operational aspects for submission planning and execution of Original Marketing Application (OMA) and post-approval regulatory changes across AP Region.About the...


  • Makati City, National Capital Region, Philippines Shell Business Operations Full time

    About the RoleWe are looking for a highly motivated Compliance Information Management Professional to join our team. As a key member of our Global Credit Underwriting & Operations Team, you will be responsible for performing systems updates on various Front-end Trading and Credit systems.Your primary responsibilities will include maintaining data integrity,...

  • Compliance Manager

    1 day ago


    Quezon City, National Capital Region, Philippines TASQ Staffing Solutions Full time

    About the RoleTASQ Staffing Solutions seeks a seasoned Compliance Specialist to join our team. In this critical position, you will ensure compliance with laws, regulations, and policies. Your expertise in risk assessment and mitigation will be invaluable as you develop and implement internal controls.Key Responsibilities:Manage contracts and adherence to...

  • Compliance Officer

    2 weeks ago


    Makati City, National Capital Region, Philippines Nityo Infotech Full time

    Compliance OfficerJob Summary:Assists in managing BancNet's Compliance and Data Privacy Program. Works with departments and regulatory bodies to identify and mitigate compliance risks.Qualifications:Graduate in Accountancy, Business, or IT-related courses; CPA preferred.5 years in compliance or audit roles.Familiarity with regulatory requirements and risk...


  • Makati City, National Capital Region, Philippines Aon Corporation Full time

    Asia Regional Legal and Compliance Manager**Job Overview:**Aon Corporation seeks a highly experienced Asia Regional Legal and Compliance Manager to join our team. In this role, you will be responsible for developing and executing the Asia regional L&C operations strategy, monitoring and optimizing L&C processes, and establishing robust data and management...

  • Compliance Officer

    7 days ago


    Makati City, National Capital Region, Philippines R. S. Bernaldo & Associates Full time

    We are seeking a highly skilled Compliance Officer to join our team at R. S. Bernaldo & Associates.The successful candidate will have extensive experience in regulatory compliance and a deep understanding of International Standard on Quality Management (ISQM), Philippine Financial Reporting Standards, Philippine Standards in Auditing, and relevant laws and...

  • Compliance Officer

    2 weeks ago


    Makati City, National Capital Region, Philippines S&L FINE FOODS, INC. Full time

    S & L Fine Foods, Inc. is the Philippines' fast-growing importer & distributor of fine foods from Australia, Europe, Asia, and the USA. We cater to hotels, restaurants, catering, retail, and other food service establishments. We are looking to hire a Compliance Officer as we look to accelerate the growth of our business. The successful candidate will be...


  • Makati City, National Capital Region, Philippines DXC Technology Inc. Full time

    We are looking for a highly skilled Compliance and Financial Management Leader to join our team at DXC Technology. This role will be responsible for leading the compliance and financial management process, ensuring that our clients receive high-quality services.The successful candidate will have extensive experience in auditing, accounting, and financial...


  • Makati City, National Capital Region, Philippines Solar Philippines Full time

    Solar Philippines is looking for a highly experienced Environmental Permitting Expert to join our team. In this role, you will be responsible for ensuring that our projects comply with environmental regulations and obtain necessary permits from government agencies.You will work closely with internal departments to identify required permits, prepare and...

  • Compliance Manager

    5 days ago


    Quezon City, National Capital Region, Philippines Manulife Full time

    About the RoleAs a key member of our Integrated Compliance Services team, you will play a vital role in ensuring the organization's adherence to internal guidelines, policies, and procedures. Your expertise in risk management and compliance will be instrumental in supporting the associate director in monitoring and ensuring timely deliverables for compliance...


  • Makati City, National Capital Region, Philippines Aon Corporation Full time

    Legal and Risk Management Director**Job Description:**Aon Corporation seeks a highly experienced Legal and Risk Management Director to join our team. In this role, you will be responsible for developing and executing the Asia regional L&C operations strategy, monitoring and optimizing L&C processes, and establishing robust data and management information...