Compliance Expert

5 days ago


Taguig, National Capital Region, Philippines Metrobank Full time
Key Role in Ensuring Regulatory Compliance

Metrobank seeks a highly skilled Compliance Expert to join its Independent Testing and Training Department. This key role is responsible for assisting the Compliance Specialist in carrying out compliance functions, ensuring that all regulatory requirements are met.

Main Responsibilities:

  • Assist in the identification and selection of regulatory risk areas/activities for independent compliance testing using approved methodologies.
  • Prepare checklist summaries of identified regulatory risk areas/activities for testing per business unit.
  • Support the Compliance Specialist in rendering advisory services on compliance matters and responding to queries.
  • Design and update Compliance Training Programs/Modules/learning tools.
  • Implement Compliance Training Programs/Modules in coordination with the Learning Development Division.
  • Prepare Infoscripts concerning latest BSP issuances, issues, policies that need reiterations, etc. for bank-wide dissemination.
  • Conduct pre-transaction and/or post-transaction independent testing of identified areas/activities with regulatory risks.
  • Review and validate existing policies and procedures and periodic testing of certain regulatory reports as to accuracy and correctness.
  • Perform ad hoc reviews/investigations relative to compliance or regulatory breaches/violations.
  • Review Internal Audit Reports to identify compliance-related issues.
  • Review the report of Branch Operations Control Division on the results of its testing of compliance to specific regulations during its ocular visits to branches.
  • Maintain the ITTD database and prepare consolidated replies and corrective actions taken on observations/findings.
  • Gather pertinent data and assist in the preparation of reports/materials for Senior Management, Board of Directors, and other committees.


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