Senior Operations Manager
23 hours ago
Job Summary
We are seeking a Senior Operations Manager to join our team at TASQ Staffing Solutions in McKinley West, Taguig. This is a hybrid work setup role, with 3 days a week onsite.
About the Role
- Manage stakeholder expectations and ensure compliance with FINRA and regulatory guidelines.
- Apply knowledge of operations and broker-dealer supervision to make informed decisions.
- Ensure team and individual training progress reporting to superiors.
- Communicate strategy, company goals, and deadlines to the team.
- Motivate team members and assess performance.
Key Responsibilities
- Effective stakeholder management, new migrations, customer satisfaction, operational risk management, and building a culture of innovation and process simplification.
- Design, develop, coordinate, and conduct large or small-scale training programs.
- Review general transactions by associates to ensure they adhere to regulations.
- Responsible for reviewing new business, emails, processes, and financial plans, analyzing products, and communicating with the Advisor Network.
- Managing the training & mentoring as per the business requirements.
- Liaison between Compliance and various operations areas to ensure smooth transition of business and fulfill reporting requirements.
Requirements
- FINRA Series 7 and Series 24 licenses required; Series 66 an advantage.
- Bachelor's degree or equivalent work experience.
- 8 years of work experience, plus 2+ years related in financial services, securities operations, compliance, and/or supervision.
- Previous work experience in direct management and leadership roles.
- Excellent written and verbal communication skills.
- Willingness and ability to work in night/rotational shifts.
Benefits
- Free parking (first come, first served).
- Holiday pay and other benefits.
Salary Range: ₱750,000 - ₱1,200,000 per year
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