Regulatory Compliance Officer
1 week ago
Job Summary
We are seeking an experienced Regulatory Compliance Officer to join our team. The successful candidate will have strong knowledge of financial markets, regulations, and risk management practices, as well as excellent communication and interpersonal skills. They will be responsible for providing regulatory compliance oversight for trade surveillance activities within the organization, and will have a proven track record of identifying and mitigating risks associated with trade surveillance.Key Responsibilities
- Provide regulatory compliance oversight for trade surveillance activities.
- Identify and mitigate risks associated with trade surveillance.
- Collaborate with cross-functional teams to ensure effective implementation of trade surveillance policies and procedures.
Requirements
- Strong knowledge of financial markets, regulations, and risk management practices.
- Excellent communication and interpersonal skills.
- Ability to work effectively across different departments and teams.
- Proven track record of identifying and mitigating risks associated with trade surveillance.
What We Offer
As a member of the HSBC team, you will have access to a wide range of training and development opportunities, as well as a collaborative and supportive work environment that encourages innovation and creativity. You will also be eligible for our comprehensive benefits package, which includes health insurance, retirement plans, and paid time off.-
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