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Regulatory Compliance Officer Philippines

1 week ago


Manila, National Capital Region, Philippines Manila, Philippines Full time
About Northern Trust
Northern Trust is a financially strong and stable organization that provides innovative financial services and guidance to the world's most successful individuals, families, and institutions. With a history dating back to 1889, we have remained true to our enduring principles of service, expertise, and integrity.

We are proud to have a global presence, with a team of over 22,000 partners serving the world's most sophisticated clients. Our commitment to leading technology and exceptional service has enabled us to become a Fortune 500 company. As a Regulatory Compliance Officer, you will play a critical role in ensuring the timely and accurate processing of transactions within established guidelines.

Your Key Responsibilities
This role involves:
  1. Ensuring day-to-day deliverables are met.
  2. Preparing and submitting checklists to the next level on a daily basis.
  3. Handling resolution of issue highlights issues to supervisors/experts.
  4. Tracking trends within the daily deliverables (SLA/KRA) and working along with supervisors to enhance processes/procedures knowledge.
  5. Resolving problems within established guidelines.

Requirements
The successful candidate will possess good oral and written communication skills, basic functional/industry knowledge, analytical and problem-solving skills, and working knowledge of MS-Excel. A College or University degree with at least 12 months of relevant work experience is required.