Risk Management Compliance Expert

5 days ago


Manila, National Capital Region, Philippines Northern Trust Corp Full time

Northern Trust is a reputable financial institution offering innovative services to its clients. To succeed in this role, you will need strong analytical and problem-solving skills, as well as excellent communication abilities.

Senior Analyst, Compliance Fin Crime Job Description

This position involves managing risk governance reporting, conducting financial crime investigations, and mentoring junior staff members. Key responsibilities include:

  1. Risk Governance Reporting: Prepare and submit key monthly and quarterly risk governance reports.
  2. Financial Crime Investigations: Conduct thorough investigations into potential financial crimes involving Northern Trust assets, clients, or employees.
  3. Mentoring and Training: Provide guidance and training to junior-level employees, sharing expertise on financial crimes and compliance.
  4. Regulatory Compliance: Execute complex tasks with potential regulatory implications, consulting with management on sensitive investigations.
  5. Reporting and Communication: Communicate issues arising from Ethics/OCOI request processing in My Compliance Office (MCO) to senior management.

Essential Requirements

  • Bachelor's degree in a relevant field or equivalent experience required.
  • At least 3 years of experience in AML, Ethics/Conduct, Risk Reporting, or compliance-related processes in a financial institution or equivalent.
  • Experience as an SME in offshore banking and financial services teams preferred.
  • Relevant financial certifications are advantageous.
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