Compliance Surveillance Analyst

5 days ago

Manila, National Capital Region, Philippines Macquarie Bank Limited Full time

Our Compliance Control Room is part of the Risk Management Group and manages Macquarie's information barriers, conflicts of interest, transaction management and position reporting, in addition to research compliance advisory.

At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.

What role will you play?

You will be responsible for the surveillance over the firm's information barriers and review of the firm's trading activities for Restricted List violations. You will have regular interaction with stakeholders in the front office as well as within Compliance and the wider Risk Management team. Our team is a dynamic global team located across six offices - Sydney, Hong Kong, London, New York, Manila and Jacksonville, FL.

What you offer
  • An investigative mindset with high attention to detail.
  • Effective verbal and written communication skills.
  • Strong analytical skills and maturity to handle confidential information and escalate issues.
  • Prior surveillance experience with a good understanding of capital markets, investment banking and key rules and regulations around handling of inside information would be beneficial.

We love hearing from anyone inspired to build a better future with us. If you're excited about the role or working at Macquarie, we encourage you to apply.

About the Risk Management Group

Our Risk Management Group works as an independent and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie's material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.

Benefits

Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:

  • Hybrid and flexible working arrangements.
  • One wellbeing leave day per year.
  • Up to 20 weeks paid parental leave as well as benefits to support you as you transition to life as a working parent.
  • Paid volunteer leave and donation matching.
  • Other benefits to support your physical, mental and financial wellbeing.
  • Access a wide range of learning and development opportunities.
Our commitment to diversity, equity and inclusion

We are committed to fostering a diverse, equitable and inclusive workplace. We encourage people from all backgrounds to apply and welcome all identities, including race, ethnicity, cultural identity, nationality, gender (including gender identity or expression), age, sexual orientation, marital or partnership status, parental, caregiving or family status, neurodiversity, religion or belief, disability, or socio-economic background. We welcome further discussions on how you can feel included and belong at Macquarie as you progress through our recruitment process.

Our aim is to provide reasonable adjustments to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know in the application process.

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