Lead Assistant Manager
1 week ago
Essential Functions (Job description)
First Line Compliance SPOC must:
- Provide support and guidance to operations during internal/external audits.
- Act as independent reviewer and evaluation body to ensure that compliance issues/concerns within client area are being appropriately evaluated, investigated, and resolved.
- Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues and provide general guidelines on how to avoid or deal with similar situations.
- Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operations and progress of compliance efforts.
- Educate and train employees on compliance guidelines.
Primary Internal Interactions
- Operations Team & Leadership
- Internal Audit
- Corporate Compliance Team
- ISG/BCM team
- Other Enabling Team
Primary External Interactions
- Client
- External auditors
Other details:
- Pasay MOA
- Work On Site
- Night Shift - 6PM to 3AM
- JOIN ASAP
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