Compliance Associate

5 days ago


Quezon City, National Capital Region, Philippines Romil Anunciado Full time
Provide assistance to the Compliance Officer with respect to all compliance matters to

ensure that the company is conducting its business in full compliance with relevant regulations.

✓ Conduct an Independent Compliance Testing (ICT) and prepare compliance reports

summarizing the findings/recommendations for presentation to management.

✓ Assist the Compliance Officer in overseeing, coordinating, and managing the implementation

of compliance program which includes identification, monitoring and mitigating the compliance

risks.

✓ Assist the Compliance Officer in developing, implementing, and maintaining the company's

compliance and AML programs, policies and procedures to ensure adherence to all applicable

laws, regulations and industry standards.

✓ Assist the Compliance Officer in monitoring the regulatory changes and provide guidance to

the company to mitigate compliance risk and impact.

✓ Assist the Compliance Officer in maintaining a strong relationship with regulatory bodies.

✓ Ensure training requirements are conducted for employees, officers and directors to promote

a culture of compliance. Perform compliance training to employees, officers and directors for

compliance information.

✓ Assist the Compliance Officer in ensuring compliance with the Code of Governance.

✓ Monitor and execute timely submission of regulatory reports to regulatory bodies.

Coordinate with relevant units/department to ensure compliance with the regulatory

requirements.

✓ Assist the Compliance Officer in cascading new regulatory requirements to relevant units and

senior management.

✓ Assist the Compliance Officer to foster a strong risk and compliance culture across the

organization.

✓ Perform administrative tasks as delegated by the Compliance Officer.

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