Regulatory Compliance Specialist

4 days ago

Mandaluyong, Philippines Maya Full time

Regulatory Compliance Specialist Maya Mandaluyong, National Capital Region, Philippines Overview The role aims to create, improve, monitor, and assist in the implementation of the Compliance Program and manage the regulatory requirements in relation to the Digital Bank, other bank-related licenses, and other compliance-related functions of Maya Bank. Responsibilities Identification, assessment, and cascade of relevant regulations (including policy draft exposure) and their requirements Participate in conducting compliance risk assessments and/or facilitation of license or request for regulatory approval/notification requirements of new products, services, and processes to ensure conformity with regulations and accepted standards. Recommend adequate and mitigating controls to provide early detection and prevention of potential compliance issues Coordinate with internal and external examiners for audit deliverables Conduct independent risk-based assessment through Compliance Testing Monitoring, reporting, and/or escalation of significant internal (Internal Audit) and external findings (regulators) to include evaluation of actions taken by different teams to resolve regulatory or internal findings Monitor and/or submit regulatory reports and other ad hoc surveys Directly work with the business management to develop, communicate and implement strategies, procedures, and technology systems to enhance Maya Bank’s compliance with applicable rules and regulations Maintain a good working relationship with the regulators and internal/external stakeholders. Qualifications At least 4 years’ experience in regulatory compliance in a FinTech/Bank or similar financial services company Extensive knowledge in banking operations, particularly in credit/lending operations, banking laws, rules and regulations Knowledge of Anti-Money Laundering Act (AMLA) and its Implementing Rules and Regulations, local and national tax laws, accounting standards, SEC regulations, Data Privacy Act Basic corporate governance principles; risk management frameworks on credit, market and operations (including IT risk governance) Seniority level Mid-Senior level Employment type Full-time Job function Analyst and Legal Industries Financial Services, Banking, and Insurance Referrals increase your chances of interviewing at Maya by 2x. #J-18808-Ljbffr

  • Regulatory Compliance Jr. Specialist

    7 days ago

    Mandaluyong City, National Capital Region, Philippines Microgenesis Business Systems Full time ₱800,000 - ₱1,200,000 per year

    The Regulatory Compliance Jr. Specialist supports the company's compliance with government regulations, licensing requirements, and internal policies. The role assists in monitoring compliance activities, maintaining documentation, preparing regulatory reports, and coordinating with both internal teams and external government agencies to ensure timely...

  • Regulatory Compliance Specialist

    6 days ago

    Mandaluyong City, National Capital Region, Philippines Maya Full time ₱600,000 - ₱1,200,000 per year

    Overview:The role aims to create, improve, monitor, and assist in the implementation of the Compliance Program and manage the regulatory requirements in relation to the Digital Bank, other bank-related licenses, and other compliance-related functions of Maya Bank.What you will do:Identification, assessment, and cascade of relevant regulations (including...

  • Tax and Compliance Specialist

    4 days ago

    Mandaluyong, Philippines Lhoopa Full time

    Tax and Compliance Specialist Job Summary: The Taxation and Compliance Specialist is responsible for ensuring that Lhoopa Inc. and its affiliates comply with all local, national, and regulatory tax requirements. This role includes preparing, reviewing, and filing timely tax returns (VAT, EWT, Income Tax, etc.), ensuring proper documentation and...

  • Taxation and Compliance Specialist

    3 weeks ago

    Mandaluyong, Philippines Lhoopa Inc. Full time

    Job Summary: The Taxation and Compliance Specialist is responsible for ensuring that Lhoopa Inc. and its affiliates comply with all local, national, and regulatory tax requirements. This role includes preparing, reviewing, and filing timely tax returns (VAT, EWT, Income Tax, etc.), ensuring proper documentation and reconciliation of tax-related accounts, and...

  • Tax and Regulatory Compliance Manager

    2 weeks ago

    Mandaluyong City, National Capital Region, Philippines Chubb Full time ₱900,000 - ₱1,200,000 per year

    The Tax and Regulatory Compliance Manager is responsible for managing the organization's tax planning, compliance, and reporting activities. This role ensures that the company adheres to all tax regulations and laws, minimizes tax liabilities, and manages risks associated with non-compliance. The manager needs to be knowledgeable on matters relating to PEZA,...

  • Counsel Regulatory Compliance

    4 weeks ago

    Mandaluyong, Philippines Emerson Full time

    Emerson Mandaluyong, National Capital Region, Philippines Job Description Emerson’s 130+ years of history have been filled with achievements and challenges that have driven innovative thinking and bold transformations, molding us into the company we are today. By joining us as a Counsel, Regulatory Compliance, you will be providing legal support to Emerson...

  • Counsel Regulatory Compliance

    4 weeks ago

    Mandaluyong, Philippines Emerson Full time

    Emerson’s 130+ years of history have been filled with achievements and challenges that have driven innovative thinking and bold transformations, molding us into the company we are today. By joining us as a Counsel, Regulatory Compliance, you will be providing legal support to Emerson organizations globally regarding environmental and sustainability laws....

  • Counsel Regulatory Compliance

    4 weeks ago

    Mandaluyong, Philippines - Full time

    Emerson's 130+ years of history have been filled with achievements and challenges that have driven innovative thinking and bold transformations, molding us into the company we are today. By joining us as a Counsel, Regulatory Compliance , you will be providing legal support to Emerson organizations globally regarding environmental and sustainability laws. If...

  • AML Compliance Specialist

    3 days ago

    Mandaluyong City, National Capital Region, Philippines MariBank Philippines, Inc. (A Rural Bank) Full time ₱80,000 - ₱120,000 per year

    Job Description:TheAML Compliance - CDD Advisory Specialistwill be responsible for:A. Compliance FrameworkAssisting the Head of AML Compliance in providing support to the internal and external stakeholders by providing advisory on matters in relation to AML/CTPF considerations as outlined in the applicable AML/CTPF laws, regulations, memoranda, circulars,...

  • Counsel Regulatory Compliance

    11 hours ago

    Mandaluyong, Philippines Emerson Full time

    Emerson's 130+ years of history have been filled with achievements and challenges that have driven innovative thinking and bold transformations, molding us into the company we are today. By joining us as a Counsel, Regulatory Compliance, you will be providing legal support to Emerson organizations globally regarding environmental and sustainability laws. If...