Compliance Specialist

Compliance Specialist - Market Conduct and Fraud page is loaded## Compliance Specialist - Market Conduct and Fraudlocations: Taguig City, National Capital Region (Manila)time type: Full timeposted on: Posted Todayjob requisition id: JR You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.**Job Description:****Job description*** The Compliance Specialist will be responsible to ensure that the company's Compliance Market Conduct and Fraud programs are stable across all business units or entities.**Preferred skills*** Team Player* With good oral and written communication skills* Ability to work with minimum supervision* Highly organized and self motivated* Ability to work under pressure**Qualifications*** College graduate with experience on handling market conduct and fraud investigation and reporting; testing, or risk assessment preferably in a life insurance or other related financial services industry.**Responsibilities*** Handling of complex complaints from internal escalation, clients, external legal counsel, and the regulator, including distributor fraud cases* Monitoring of each entities governance unit to ensure that market conduct and fraud handling requirements are carried out in their respective functions.* Maintenance of complaints database and updating of offenses in the agent information system;* Compliance and Ethics Committee administration;* Annual Branch Reviews of new business offices and randomly selected advisors and managers.* Conducting Risk Assessments on Market Conduct and Fraud.* Annual market conduct compliance testing on key processes, i.e., sales process, sales monitoring, etc.* Preparation of monthly complaint reports to Management.* Fraud Monitoring and Reporting.* Reporting to Regulator of advisors for inclusion in the Negative List.* Review and updating of operating guidelines or charter;* Provides overall guidance on market conduct and fraud awareness through training, discussions, and orientation to different business units and select branches as a result of the branch reviews; and* Provides clearances to resigning, cancelled and come-backing advisors.**Job Category:**Compliance**Posting End Date:**30/12/2025**Shine together**At Sun Life, you can be your most brilliant self. Our supportive, flexible, and inclusive work environment is one where you – and your career – can thrive. Whatever your aspirations, collaborative leaders and colleagues are ready to help you learn, grow, and succeed.**Make life brighter**We’re a global company with a passion for people. Our purpose is to help Clients achieve lifetime financial security and live healthier lives. As a team of 30,000 across 26 countries, our impact is far-reaching, and locally relevant There’s power in numbers. As part of Sun Life’s growing team, you have an impact on people in your community and around the world.**Shape the future**With an optimistic eye on a brighter future, we drive to innovate. Be part of leading change, push boundaries and try new ways of working. Use data to drive bold actions. Be agile and pivot as we test and learn. At Sun Life, we’re driving transformation, sustainability and innovation for our Clients, employees, partners, and communities. Join us. Together, we can make the future brighter.Join a top employer for a brighter future. Visit#J-18808-Ljbffr