AML Compliance

AML Compliance - CDD Advisory Lead - Compliance, SeaBank

Monee Manila, National Capital Region, Philippines

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AML Compliance - CDD Advisory Lead - Compliance, SeaBank

Monee Manila, National Capital Region, Philippines

6 days ago Be among the first 25 applicants

Join to apply for the AML Compliance - CDD Advisory Lead - Compliance, SeaBank role at Monee

Job Description
The

• Compliance Framework
• Assisting the Head of AML Compliance in providing support to the internal and external stakeholders by providing advisory on matters in relation to AML/CTPF considerations as outlined in the applicable AML/CTPF laws, regulations, memoranda, circulars, and their respective implementing rules and regulations.
• Monitoring new AML/CTPF regulatory issuances and provides initial draft impact assessment on banking-activities, products and services, including those that are in the development phase including the cascading to relevant Business Units upon review and clearance by the Head of AML Compliance and/or CCO
• Assisting development and implementation of the Bank’s MTPP and other applicable SOPs in relation to AML/CTPF obligations, in relation to Customer Due Diligence requirements.
• Advisory and Regulatory Obligations
• Addressing and monitoring responses and/or actions taken by the Unit and other relevant units of the Bank to address internal audit and BSP findings in relation CDD in a timely manner
• Performing compliance assessment on the customers deemed to have a higher risk of ML/TF by conducting L3 review on the customer profile.
• Maintaining the relevant compliance registers and watchlists in relation to Customer Due Diligence obligations (i.e. PEP Register, EDD Register, Bank watchlists)
• Conducting regular reviews and assessments of existing CDD processes, identifying areas for improvement and implementing enhancements as needed.
• Compliance Training
• Facilitating ML/TF/PF/Sanctions trainings, both for new hires and refreshers for incumbent employees, including Senior Management and Board of Directors, to ensure that all personnel of the Bank is up-to-date on AML/CTPF laws, rules, regulations, and standards
• Management Reporting
• Providing reliable and timely reports to Senior Management and the Board of Directors thru the AML Compliance Head and/or CCO, including appropriate recommendations to address gaps identified.
  

Job Description
The AML Compliance - CDD Advisory Lead will be responsible for:

• Compliance Framework
• Assisting the Head of AML Compliance in providing support to the internal and external stakeholders by providing advisory on matters in relation to AML/CTPF considerations as outlined in the applicable AML/CTPF laws, regulations, memoranda, circulars, and their respective implementing rules and regulations.
• Monitoring new AML/CTPF regulatory issuances and provides initial draft impact assessment on banking-activities, products and services, including those that are in the development phase including the cascading to relevant Business Units upon review and clearance by the Head of AML Compliance and/or CCO
• Assisting development and implementation of the Bank’s MTPP and other applicable SOPs in relation to AML/CTPF obligations, in relation to Customer Due Diligence requirements.
• Advisory and Regulatory Obligations
• Addressing and monitoring responses and/or actions taken by the Unit and other relevant units of the Bank to address internal audit and BSP findings in relation CDD in a timely manner
• Performing compliance assessment on the customers deemed to have a higher risk of ML/TF by conducting L3 review on the customer profile.
• Maintaining the relevant compliance registers and watchlists in relation to Customer Due Diligence obligations (i.e. PEP Register, EDD Register, Bank watchlists)
• Conducting regular reviews and assessments of existing CDD processes, identifying areas for improvement and implementing enhancements as needed.
• Compliance Training
• Facilitating ML/TF/PF/Sanctions trainings, both for new hires and refreshers for incumbent employees, including Senior Management and Board of Directors, to ensure that all personnel of the Bank is up-to-date on AML/CTPF laws, rules, regulations, and standards
• Management Reporting
• Providing reliable and timely reports to Senior Management and the Board of Directors thru the AML Compliance Head and/or CCO, including appropriate recommendations to address gaps identified.
  

Requirements

• Graduate of Bachelor's Degree / 4-Year Course in Banking and Finance or other related courses
• At least 3-6 years of experience in Compliance and AML/CTPF in local banking industry
• Must have excellent communication and writing skills and effective presentation and facilitation skills
• Effective stakeholder management
• With strong analytical and critical thinking and is detailed-oriented
• Has sound risk assessment capabilities
• Must have high ethical standards and commitment to maintaining integrity of the Bank's Money Laundering and Terrorist Financing Prevention Program
• Preferably, with external/international certifications on AML/CTPF programs and/or bodies

Seniority level

• Seniority level Mid-Senior level

Employment type

• Employment type Full-time

Job function

• Job function Finance and Sales

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