Distribution Compliance Manager

1 week ago

Taguig, National Capital Region, Philippines FWD Life Insurance Corporation Full time

The Distribution Compliance Manager is responsible in assisting the execution of the annual Compliance Risk Management Plan. The job provides and uses in-depth data analysis and investigation to identify emerging risks, new opportunities and movement in existing risks that could impact FWD. Risk disciplines to cover but not limited to:


•Distribution Compliance risk


•Market Conduct risk

The Distribution Compliance Manager is expected to assist the Head of Compliance in embedding and implementing the risk-based Compliance Risk Management Framework focused on distribution compliance controls, such as but not limited to FWD's Distribution Compliance Policy, Conduct Risk Policy, Market Conduct Guidelines, Code of Discipline, and all other relevant policies related with the Compliance function. The Distribution Compliance Manager will also be the Compliance lead for any data analytics program and process needed for effective and proactive Compliance monitoring.

Key Responsibilities

  • Monitor and supervise distributor investigations, including reporting to Distribution Compliance Office (DCO) and Compliance and Ethics Committee on the results of investigation, and recommending any applicable sanctions.
  • Serves as the subject matter expert for all distribution compliance-related matters, such as providing interpretation of regulations, laws and other regulatory guidelines. Review and give compliance advisories on Distribution Compliance-related subject matters, including active involvement in Company business initiatives to provide sound compliance advice.
  • Leads the development activities to facilitate awareness and distribution compliance responsibilities of personnel and units on applicable laws and other regulatory matters. Ensures the Regulatory Compliance Unit remains competent and abreast on developments by recommending capacity-building activities and relevant trainings for the Unit.
  • Assists the Head of Compliance and Chief Compliance Officer (CCO) on the reporting to the Board, Audit, and Compliance Committee, and Senior Management including but not limited to the Group Office, Compliance and Ethics Committee, Compliance and Operational Risk Committee, Executive Committee, on matters that require awareness and action, including but not limited to regular regulatory and management reports, material breaches, and non-compliance, material risks and leads the drafting of such reports.
  • Manage DCO-related registries and documentation for records management.
  • Participate in relevant DCO system enhancements, various business initiatives and give compliance advisories on DCO-related subject matter.
  • Perform all other related tasks as may be assigned by the Head of Compliance and/or Chief Compliance Officer.

Education & Certification:

  • Relevant tertiary qualifications, preferably with LOMA Certification

Experience:

  • 4-7 years of experience in Compliance, Risk, or Audit work, preferably in leadership roles.
  • Extensive exposure to Distribution Compliance / Insurance Compliance / Market Conduct regulations in the in the life insurance sector.
  • Strong background in Distribution / Insurance Compliance, with basic working knowledge, preferably with experience in market conduct investigations and in conducting reviews and testing.
  • Has background on data analytics and can interpret red flags and trends
  • Able to understand, interpret and implement relevant regulatory guidelines and Company policies
Your application will include the following questions:

What's your expected monthly basic salary?

How many years' experience do you have as a compliance manager?

How would you rate your English language skills?

FWD Life Insurance Corporation (FWD Life Philippines) launched its commercial operations in September 2014. As of end-2022, FWD Life Philippines ranks 3rd and 6th in terms of Paid-up Capital1 and New Business Annual Premium Equivalent2, respectively.

FWD Group is a pan-Asian life insurance business with more than 10 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. FWD reached its 10-year anniversary in 2023. The company is focused on making the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products, supported by digital technology. Through this customer-led approach, FWD is committed to changing the way people feel about insurance.

For more information, please visit

1 > Statistics > Life > 2022 > Based on Paid-Up Capital

2 > Statistics > Life > 2022 > Based on New Business Annual Premium Equivalent

About FWD Life Philippines

FWD Life Insurance Corporation (FWD Life Philippines) launched its commercial operations in September 2014. As of end-2022, FWD Life Philippines ranks 3rd and 6th in terms of Paid-up Capital1 and New Business Annual Premium Equivalent2, respectively.

FWD Group is a pan-Asian life insurance business with more than 10 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. FWD reached its 10-year anniversary in 2023. The company is focused on making the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products, supported by digital technology. Through this customer-led approach, FWD is committed to changing the way people feel about insurance.

For more information, please visit

1 > Statistics > Life > 2022 > Based on Paid-Up Capital

2 > Statistics > Life > 2022 > Based on New Business Annual Premium Equivalent

Show more

Perks and benefits

Life Insurance, HMO for Employees and Dependents,

Don't provide your bank or credit card details when applying for jobs.

#J-18808-Ljbffr

  • Distribution Compliance Manager

    2 weeks ago

    Taguig, National Capital Region, Philippines FWD Insurance Full time

    Job Purpose:The Distribution Compliance Manager is responsible in assisting the execution of the annual Compliance Risk Management Plan. The job provides and uses in-depth data analysis and investigation to identify emerging risks, new opportunities and movement in existing risks that could impact FWD. Risk disciplines to cover but not limited...

  • Compliance Manager

    2 weeks ago

    Taguig, National Capital Region, Philippines Salmon (Fintech Holdings Ltd) Full time

    What we doWe are a team of finance professionals and entrepreneurs backed by world-class investors who have the vision and capabilities to provide better and more inclusive financial services through a combination of technology, product design, security, data analytics and relentless focus on customer service.We are united by our experiences of building...

  • Regulatory and Compliance Specialist

    1 week ago

    Taguig, National Capital Region, Philippines AboitizPower Full time

    Regulatory and Compliance Specialist (Rolling Intake)Opportunity Expired Experience meaningful career growth in serving both the community and the environment. Be part of the AboitizPower team today Aboitiz Power Corporation (AboitizPower, AP) is a leader in the Philippine Electric Power Industry with a portfolio of assets across the country. They are...

  • Regulatory Compliance Manager

    2 months ago

    Taguig, National Capital Region, Philippines Robert Walters Full time

    A Regulatory Compliance Manager job has become available for someone wanting to take the next step in their compliance career in a fast-paced environment.Our client is seeking a seasoned Regulatory Compliance Manager to join their dynamic team. This business-critical role will involve assisting in ensuring the bank's compliance with applicable laws,...

  • Stakeholder Relations and Compliance Specialist

    1 week ago

    Taguig, National Capital Region, Philippines AboitizPower Full time

    Stakeholder Relations and Compliance Specialist (Start ASAP)Opportunity Expired Build a career with a company that advances business and communities. Join team AboitizPower now Aboitiz Power Corporation (AboitizPower, AP) is a leader in the Philippine Electric Power Industry with a portfolio of assets located across the country. They are engaged in power...

  • Distribution Planner

    2 weeks ago

    Taguig, National Capital Region, Philippines NutriAsia Inc. Full time

    Come and join the team and let NutriAsia help you reach your full potential. Join now Opportunity details Opportunity Type Graduate Job PHP 16, ,000 Prosple salary estimate Start Date Ongoing Applications Close 8th of December 2023 (Prosple estimate closing date) Established in 1991, NutriAsia is a Philippine food company and the leading producer of...

  • Regulatory Compliance Manager

    2 weeks ago

    Taguig, National Capital Region, Philippines Neksjob Philippines Full time

    Regulatory Compliance Manager Morning Shift/Weekends offSite: Taguig City Responsibilities:Manage and Develop the Service Delivery Operations team.Manage Solution DeliveryManage to Contract Operational and Financial CommitmentsParticipate in solution design processes.Work with Delivery Account Management Leaders and Commercial Directors to...

  • APAC Compliance Testing Manager

    2 weeks ago

    Taguig, National Capital Region, Philippines Fintech News Full time

    The Regional Manager is responsible for independently planning and managing the execution of the APAC Compliance Testing plan ensuring appropriate testing coverage of the region's Compliance risk as dictated by the relevant Compliance Risk Assessments. Responsibilities Independently draft the testing plan for the current/upcoming year for APAC and seek...

  • Process and Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines Home Credit Philippines Full time

    Compliance & Risk (Banking & Financial Services) Full time Add expected salary to your profile for insights The CRM Process Manager's goal is to ensure compliance for closed-end loan products within the Home Credit CRM department. About The JobWhat You'll Do:1. Compliance and Risk ManagementStays updated with regulatory guidelines, including consumer...

  • Customer Service

    2 weeks ago

    Taguig, National Capital Region, Philippines A&B Summit Distribution Inc. Full time

    A&B Summit Distribution Inc. is opening our doors for enthusiastic individuals to join our growing family. If you are a person who is looking for a career that will help boost your professional growth. We are pleased to inform you that we have opportunities for you in our SALES DEPARTMENT.Your Role: Customer Service - Telemarketer Team Leader/SupervisorJob...

  • Hiring Regulatory Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines Neksjob Philippines Full time

    Regulatory Compliance Manager Morning Shift/Weekends offSite: Taguig City Responsibilities: Manage and Develop the Service Delivery Operations team. Manage Solution Delivery Manage to Contract Operational and Financial Commitments Participate in solution design processes. Work with Delivery Account Management Leaders and Commercial Directors to...

  • Regulatory Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines TASQ Staffing Solutions Full time

    Responsibilities:Responsible for career management of service delivery operations staff (e.g., training, engagement, mentoring, succession planning and annual performance process) Ensure execution of delivery work across one or more service delivery operations Drive optimization of delivery of standard solutions within area(s) of expertise Manage and...

  • Regulatory Compliance Manager

    2 weeks ago

    Taguig, National Capital Region, Philippines TASQ Staffing Solutions Full time

    Responsibilities:Responsible for career management of service delivery operations staff (e.g., training, engagement, mentoring, succession planning and annual performance process) Ensure execution of delivery work across one or more service delivery operations Drive optimization of delivery of standard solutions within area(s) of expertise Manage and...

  • Regulatory Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines Neksjob Philippines Full time

    Regulatory Compliance ManagerTaguig Responsibilities:Manage and Develop the Service Delivery Operations team. Responsible for career management of service delivery operations staff (e.g., training, engagement, mentoring, succession planning and annual performance process)Manage Solution Delivery Ensure execution of delivery work across one or more service...

  • Regulatory Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines Neksjob Full time

    Regulatory Compliance Manager Taguig Responsibilities:Manage and Develop the Service Delivery Operations team. Responsible for career management of service delivery operations staff (e.g., training, engagement, mentoring, succession planning and annual performance process) Manage Solution Delivery Ensure execution of delivery work across one or more...

  • VP - Compliance Risk Management Office

    2 weeks ago

    Taguig, National Capital Region, Philippines Citigroup Inc. Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Tax & Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines CloudEats Full time

    Taxation (Accounting) Full time Add expected salary to your profile for insights Spearheads the computation, preparation, and filing for all local and national taxes of the CompanySpearheads the preparation and securing all local and national permits required by the CompanySupport the tax evaluation of new business transactions, assess and research tax...

  • Intern, Compliance

    4 weeks ago

    Taguig, National Capital Region, Philippines ING Full time

    ING WB Asia Internship Programme 2024"At ING, we're redefining what it means to be a bank and we're looking for people with the right skills to jump on. If you're a smart, driven student with global ambitions who wants to make a real difference, our internship might be for you."Position:InternDept/Function:ComplianceInternship Period:July to December 2024....

  • Intern, Compliance

    2 months ago

    Taguig, National Capital Region, Philippines ING Full time

    ING WB Asia Internship Programme 2024"At ING, we're redefining what it means to be a bank and we're looking for people with the right skills to jump on. If you're a smart, driven student with global ambitions who wants to make a real difference, our internship might be for you."Position:InternDept/Function:ComplianceInternship Period:July to December 2024....

  • Regulatory Compliance Manager

    1 week ago

    Taguig, National Capital Region, Philippines Manpower Core Group Inc. Full time

    Key SkillsFinancial BackgroundService Delivery OpsCost ManagementSolution DesignPOSITION TITLE:Regulatory Compliance ManagerWORK SETUP:OnsiteShift Schedule: Morning ShiftRest Day: Weekends offLocation: Taguig Uptown Bonifacio Taguig CitySKILL AND QUALIFICATIONS: Standard Delivery Ops Manager role, no domain 8 to 12 years of work experience; with 5 to 10...