Risk Audit

2 weeks ago

Manila, National Capital Region, Philippines Depository Trust & Clearing Corporation Full time

Are you ready to make an impact at DTCC?

Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills and strive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.

Pay and Benefits:

  • Competitive compensation, including base pay and annual incentive
  • Comprehensive health and life insurance and well-being benefits, based on location
  • Pension / Retirement benefits
  • Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
  • DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

The impact you will have in this role:

Being a member of External Engagement function provides the primary internal interface between Group Chief Risk Office and DTCC organizations to facilitate responses to client, regulatory, and audit queries on operational and technology risk controls. This function facilitates coordinated, consistent, timely and accurate responses to clients, its regulators, internal and external audit partners by becoming trusted partners with their stakeholders.

Risk, Audit, Client and Regulatory Engagement assists in providing the strategic vision and tactical execution of DTCC advocacy and thought leadership in cybersecurity, resilience, and new and emerging technology risk. In this capacity, Risk, Audit, Client and Regulatory Engagement advocates for specific regulatory and legislative outcomes in these areas through engaging financial authorities and institutions on key risk issues and its partnerships with industry groups and trade associations. External Engagements is responsible for providing the interface between Operational and Technology Risk (OTR) subject matter experts and DTCC clients, auditors, and financial examiners to facilitate information and evidence sharing resulting from questionnaires and examination requests. External Engagement is responsible for the execution of the DTCC Client Cyber Program, an assurance program crafted to provide reasonable assurance that DTCC Systemically Important Financial Market Utility (SIFMU) clients are using an industry-accepted cybersecurity framework to handle its cybersecurity risks.

What You'll Do

  • Responsible for completion of assigned deliverables with minimal oversight within assigned Risk, Audit, Client and Regulatory Engagement timeframes.
  • Implement existing processes to efficiently anticipate, handle, and reduce risk to DTCC and its members and participants.
  • Develop critical thinking and deductive reasoning skills when completing complex tasks or functions and solicit mentorship on more sophisticated tasks and functions.
  • Develop effective interpersonal skills with peers, collaborators and management.
  • Develop relationships with key stakeholders e.g., Regulatory Relations, OTR.
  • Integrate risk and control processes into day to day responsibilities to mitigate risk and bring up appropriately.
  • Aligns risk and control processes into day to day responsibilities to supervise and mitigate risk; brings up appropriately

**NOTE: The Primary Responsibilities of this role are not limited to the details above. **

Sounds Like You?

  • Minimum of 4 years of related experience
  • Bachelor's degree preferred or equivalent experience

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