CIB Operations

CIB Operations - Regulatory Cross Product Trading Surveillance APAC Regulatory Control Advisor (Activity Monitoring Group) - AVP

Job ID:R Full/Part-Time: Full-time

Regular/Temporary: Regular Listed:

Location: Manila

Position OverviewJob Title: CIB Operations - Regulatory Cross Product Trading Surveillance APAC Regulatory Control Advisor (Activity Monitoring Group) - AVP

Location: Manila

The Activity Monitoring Group (AMG) is a core component of the CB Strategic Trading Surveillance Programme, Target Operating Model which is being implemented to ensure CB complies with regulatory and audit expectations regarding the ability to monitor, identify and prevent potentially fraudulent trading activity and evidence such controls have been effectively operated. This Target Operating Model is supported by a strategic Analytics and Reporting Platform.

The platform provides sophisticated analytics to generate meaningful alerts, automated workflow and management reporting to support the Trading Surveillance monitoring and fraud detection process. The Target Operating Model and Analytics and Reporting Platform are being implemented under the Trading Surveillance Programme, which is one of the CB Top Programmes and monitored closely by the Fed as part of the Critical Infrastructure Program (CIP), as well as other regulators such as the BaFin and FCA.

AMG is a level 1 control, a function established since 2014 which monitors and supports the review, investigation, and escalation of trading activity as part of Trading Surveillance. Its key objectives are to:

Provide independent reviews on actions/updates performed by Front Office Supervisors on critical alerts to ensure correct actions are taken within the appropriate timeframe.

Perform independent review, investigation, and escalation (where required) of non-critical alerts (activity of interest but not deemed of sufficient risk for Front Office Supervisor attention)

Provide support for Front Office Supervisors who require additional data to assist in their critical alert investigation.

Support ad-hoc data exploration and reporting requests.

Proactively monitor the Key Risk Indicators, and Alerts created by the Trading and Counterparty Control Team (TaCC) to ensure completeness and accuracy and highlight required modifications to the analytics.

Coordinate and process requests for other end users for modification to the analytics in the solution.

Act as system and business process support function for all user groups of the solution, including training, troubleshooting, system usage and data interpretation.

What we will offer you

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its center.

You can expect:

Medical and Life Insurance upon employment

Your key responsibilities

Conduct detailed analysis of trading data across all DEBT & EQUITY products globally, providing insights into trends and trader behaviour across all businesses and regions.

Manage risk cases covering investigation and follow up within the defined timeframes.

Apply this analysis to refine and improve Key Risk Indicators used in the platform (including definition and acceptance testing)

Identify opportunities for improving data quality and reducing 'noise' and false positives.

Regular face off to work with and support requests from Front Office Supervisors, IB/CB Conducts & Controls, and various IB/CB product areas business control units.

Co-ordinate efforts in implementing the changes to processes, system feeds, Key Risk Indicators, management information and workflow changes (including definition and acceptance testing)

Implement strategy, standards and policies as the function expands across APAC and Globally.

Your skills and experience

Strong Middle Office background. Good knowledge of trade booking practices and systems across multiple products.

Strong knowledge across all IB and CIB asset classes

Excellent analytical skills, able to solve problems independently.

Good understanding of the controls relating to the complete trade life cycle.

Experience of analytical based MI production

Excellent team player with the ability to work as part of global team.

Superior Excel, Access, and VBA skills

Advanced knowledge in MS products (MS Office 365)

Ability to work in a fast-paced environment

Open minded, able to share information, transfer knowledge and expertise to colleagues.

Middle office experience

Product specific risk

Strong operational front to back knowledge

How we'll support you

Training and development to help you excel in your career

Coaching and support from experts in your team

A culture of continuous learning to aid progression

About us and our teams

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.

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