Compliance QA Specialist

1 month ago

Makati, Philippines ING Full time

The opportunity – Compliance QA Specialist

For the Compliance Hub in Manila we're looking for a Compliance Quality Assurance (QA) Specialist who will provide support to the Asian Compliance QA team and the Asia Regional Compliance team in Singapore. The Compliance QA Specialist will have the following responsibilities:

  • Develop and perform compliance quality assurance reviews (leveraging data analytics where possible) to monitor compliance risks across Asia

  • Carry out second line monitoring activities associated with the roll-out of policies under the Enterprise Risk Management Framework

  • To keep abreast of the emerging compliance risks and regulatory environment that the Business operates in, and to proactively identify areas for improvement on testing framework and methodology

  • Multi-task – have the ability to work on several different reviews with different individuals at the same time

  • Based on quality assurance results, provide recommendations to improve implementation guidance for Business/Compliance officers on assessment of compliance risks, and ensure that remediation steps are taken to address gaps in the risk assessments or deficiencies that were identified

  • Provide regular reporting to Asia Management and Regional/Local Compliance on quality assurance outcomes, including remedial actions

    How to succeed

    Ideally, you are an individual who is a self-starter, who exudes energy, curiosity, and enthusiasm to join the Compliance Hub in Manila and to be part of the Asia Compliance QA team. In performing the compliance quality reviews, you will leverage trend/data analysis to check compliance with regulations and the bank’s internal policies. You should also be comfortable handling multiple reviews/tasks and interacting with different stakeholders within the bank, including staff in the First-Line-of-Defence and senior management.

    Skills and experience:

  • 8-10 years of experience in compliance assurance/testing, or external/internal audit

Ability to work independently in compliance assurance activities

The candidate must have excellent time management, analytical and communication skills as well as ability to build rapport with the Business

Knowledge of Wholesale Banking business/products and Compliance risks

Business analytics or data analytics (preferred but not required)

As Compliance QA Specialist, you report hierarchically to the lead of the Compliance Hub in Manila and functionally to the lead of the Asia Compliance QA team. The Asia Compliance QA team is part of the Asia Regional Compliance team based in Singapore. The Asia Compliance QA team performs quality assurance activities across all ING Asia entities, to assess compliance with banking regulations and the bank’s internal policies. The team also works closely with other Compliance colleagues and the relevant Business Lines to refine the bank’s processes, as part of the bank’s management of compliance risks.

The role is based in Manila (Makati) where you'll join a team of three Compliance Specialists in the Compliance Hub who provide different types of compliance support to the Asia Regional Compliance team (e.g. Compliance QA, Financial Crime Compliance, Conduct Compliance & Ethics etc). The Compliance Hub is a center of expertise. With concentrated compliance knowledge and expertise we offer a central solution for compliance activities to all ING entities. We are servicing multiple ING entities in APAC and Europe. Compliance Hubs are located in Manila, Warsaw and Bucharest.

  • Compliance QA Specialist

    7 days ago

    Makati City, National Capital Region, Philippines ING Full time

    The opportunity – Compliance QA Specialist For the Compliance Hub in Manila we're looking for a Compliance Quality Assurance (QA) Specialist who will provide support to the Asian Compliance QA team and the Asia Regional Compliance team in Singapore. The Compliance QA Specialist will have the following responsibilities: Develop and perform compliance...

  • Project Development Specialist

    4 weeks ago

    Makati, Philippines DMCI POWER CORPORATION Full time

    The Project Development Specialist is responsible in performing the following duties and responsibilities:1. Preparation of Project Development Plans and Programs 2. Conduct of researches and due diligences for the identification and development of potential projects 3. Social Acceptability of every project to include necessary endorsement of the project...

  • Project Development Specialist

    4 weeks ago

    Makati, Philippines DMCI POWER CORPORATION Full time

    The Project Development Specialist is responsible in performing the following duties and responsibilities: 1. Preparation of Project Development Plans and Programs 2. Conduct of researches and due diligences for the identification and development of potential projects 3. Social Acceptability of every project to include necessary endorsement of the project...

  • Project Development Specialist

    4 weeks ago

    Makati, Philippines DMCI POWER CORPORATION Full time

    The Project Development Specialist is responsible in performing the following duties and responsibilities: 1. Preparation of Project Development Plans and Programs 2. Conduct of researches and due diligences for the identification and development of potential projects 3. Social Acceptability of every project to include necessary endorsement of the project...

  • Cash Ops Analyst

    3 weeks ago

    Makati, Philippines Neksjob Philippines Full time

    Cash Ops Analyst / Specialist Salary: PHP21000/month Location: Ayala, Makati We are looking for a Cash Ops Analyst to join our team. The successful candidate will be responsible for monitoring and reconciling cash transactions, preparing cash flow reports, and ensuring compliance with financial regulations. They will also be involved in identifying and...

  • Cash Ops Analyst

    3 weeks ago

    Makati, Philippines Neksjob Philippines Full time

    Cash Ops Analyst / Specialist Salary: PHP21000/month Location: Ayala, Makati We are looking for a Cash Ops Analyst to join our team. The successful candidate will be responsible for monitoring and reconciling cash transactions, preparing cash flow reports, and ensuring compliance with financial regulations. They will also be involved in identifying and...

  • Cash Ops Analyst

    3 weeks ago

    Makati, Philippines Neksjob Philippines Full time

    Cash Ops Analyst / Specialist Salary: PHP21000/month Location: Ayala, Makati We are looking for a Cash Ops Analyst to join our team. The successful candidate will be responsible for monitoring and reconciling cash transactions, preparing cash flow reports, and ensuring compliance with financial regulations. They will also be involved in identifying and...

  • Dealer Network Development Specialist

    5 hours ago

    Makati City, National Capital Region, Philippines Monroe Consulting Group Full time

    Dealer Network Development Specialist (Makati)Executive recruitment firm Monroe Consulting Group Philippines is recruiting on behalf an international company specialized in automotive industry. The company is based in Makati and the role is to be assigned on a hybrid set-up.Overview: As Dealer Network Development Specialist in charge of construction...

  • Dealer Network Development Specialist

    15 hours ago

    Makati City, Philippines Monroe Consulting Group Full time

    Dealer Network Development Specialist (Makati)Executive recruitment firm Monroe Consulting Group Philippines is recruiting on behalf an international company specialized in automotive industry. The company is based in Makati and the role is to be assigned on a hybrid set-up.Overview: As Dealer Network Development Specialist in charge of construction...

  • SW QA Engineer Specialist

    2 weeks ago

    Makati, Philippines Ingenico Full time

    Ingenico has led the payment industry for more than 30 years to become the global leader in seamless payment. We provide smart, trusted, and secure solutions to empower commerce across all channels: in-store, online, and on mobile.   Today, with our products and services, merchants can accept any means of payment, from credit cards to alternative...

  • SW QA Engineer Specialist

    2 weeks ago

    Makati City, National Capital Region, Philippines Ingenico Full time

    Ingenico has led the payment industry for more than 30 years to become the global leader in seamless payment. We provide smart, trusted, and secure solutions to empower commerce across all channels: in-store, online, and on mobile. Today, with our products and services, merchants can accept any means of payment, from credit cards to alternative payment...

  • Infrastructure Support Engineer

    3 days ago

    Makati City, Philippines Flat Planet Philippines Incorporated Full time

    IT Support Specialist (L2)The IT Support Specialist will be responsible for maintaining IT operations and infrastructure and providing support to end users as needed. This is to work hybrid (2x a week onsite) - day shift.The key points of responsibility are: • Provide helpdesk and end user support to Client's employees, including education on applications,...

  • Customer Success Specialist

    4 weeks ago

    Makati, Philippines Shell Business Operations - Manila Full time

    Shell Business Operations (SBO) Manila forms the operational backbone of business processes that help deliver Shell's business solutions across the globe. We are focused on driving excellent corporate performance in Finance, Human Resources, Customer Service, Order-to-Delivery, and Contracting and Procurement. Diversity is key at SBO Manila, and our...

  • FCFP Global Quality Management Quality Specialist

    1 month ago

    Makati, Philippines ING Full time

    We are looking for specialists to support quality activities for FCFP Global Quality Management. The mission of Quality Management in the 1st Line of Defense is to ensure sustainable quality of TM, CDD and Screening process, as well as its consistency and efficiency. This is achieved by the performance of objective assessment to determine how accurately the...

  • FCFP Global Quality Management Quality Specialist

    3 weeks ago

    Makati City, National Capital Region, Philippines ING Full time

    We are looking for specialists to support quality activities for FCFP Global Quality Management. The mission of Quality Management in the 1st Line of Defense is to ensure sustainable quality of TM, CDD and Screening process, as well as its consistency and efficiency. This is achieved by the performance of objective assessment to determine how accurately the...

  • Account Receivable

    3 weeks ago

    Makati, Philippines Recruiter PH Full time

    - This position is responsible for the supervisory oversight of the transaction processing team consisting of Refunds Specialists responsible for guest and travel agent refunds and commissions in POLAR and SIEBEL; and AR/Chargeback Clerks, responsible for raising A/R billings and clearing credit card chargebacks in Oracle and the various Merchant Credit Card...

  • HR Specialist Compensation and Benefits

    4 weeks ago

    Makati, Philippines JIAYOU FORWARDING POSTAL CODE Full time

    Administers various employee benefit programs. Prepares and communicates information to employees about benefit programs, procedures, changes, and government-mandated disclosures. Ensures compliance with all labor and benefit laws and stays current on regulatory changes.

  • HR Specialist Compensation and Benefits

    3 weeks ago

    MAKATI, Philippines JIAYOU FORWARDING POSTAL CODE Full time

    Administers various employee benefit programs. Prepares and communicates information to employees about benefit programs, procedures, changes, and government-mandated disclosures. Ensures compliance with all labor and benefit laws and stays current on regulatory changes.

  • HR Specialist Compensation and Benefits

    3 weeks ago

    MAKATI, Philippines JIAYOU FORWARDING POSTAL CODE Full time

    Administers various employee benefit programs. Prepares and communicates information to employees about benefit programs, procedures, changes, and government-mandated disclosures. Ensures compliance with all labor and benefit laws and stays current on regulatory changes.

  • General Accounting and Tax Specialist

    3 weeks ago

    Makati, Philippines Flat Planet Philippines Incorporated Full time

    Oversee and manage all aspects of tax compliance and reporting for the Company, including local tax filing and audits, ensuring accuracy and timeliness. Provide tax advice and recommendations to management on tax planning and optimization strategies. Performs the preparation, timely filing of all monthly/ quarterly/ annual tax returns along with required...