Analyst, Compliance Surveillance
2 months ago
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Major Duties:
- Conducts analyst reviews of trades, e-comms and audio
- Performs 1st Level reviews of trades, e-comms and audio potential escalations
- Offers suggestions for enhancements to connection points with either program as or if needed
- Assists in creating monthly, quarterly, annual reports and other relevant reports to the surveillance process
- Manages and updates content Manila Compliance Surveillance SharePoint site.
- Maintains high standards of written and verbal communications, ensuring attention to detail in all cases
- Completes all assigned tasks using effective time management by setting priorities and consistently meeting deadlines
- Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
- Works within standardized procedures and practices to achieve objectives and meet deadlines
Knowledge:
- Requires ability to communicate in a clear, concise and effective manner (verbal and written)
- Requires knowledge in Financial Institution Regulatory and Compliance
- Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
- Requires knowledge of Asset Management, Institutional trades, FX, derivatives, securities lending, transition management and brokerage trade surveillance
- Displays confidence and expertise to advise management and the business
- Applies earned experience in providing compliance advisory/consultancy and operational support
- Requires proactivity and minimal supervision
- Deals effectively with different personalities to address competing deadlines
- Applies general knowledge of business developed through education or past experience
- Exchanges straightforward information, asks questions and checks for understanding
Experience:
- Accountable for own contributions
- A College or University degree and/or relevant proven work experience is required
- At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent
- Experience as an SME in offshore banking and financial services team/s
- Any relevant financial certifications is preferred
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us and apply today.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
For further information, and to apply, please visit our website via the “Apply” button below.
-
Analyst, Compliance Surveillance
1 month ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Consultant, Compliance Surveillance
5 months ago
Manila, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Consultant, Compliance Surveillance
4 months ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Associate Consultant, Trade Surveillance
2 months ago
Manila, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Associate Consultant, Trade Surveillance
2 months ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Process Compliance Analyst
3 days ago
Manila, National Capital Region, Philippines Union Galvasteel Corporation Full timeProcess Governance Analyst role assists in guiding and influencing colleagues to ensure IT operations align with business requirements. The Process Governance Analyst role is a key position that requires strong communication and diplomacy skills to guide and influence colleagues from other areas, as well as external customers. The role involves providing...
-
Safety Surveillance Associate
1 week ago
Metro Manila, Philippines Pfizer, Inc. Full timeWhy Patients Need You Pfizer Worldwide Medical and Safety colleagues play a key role in connecting evidenced based, medical decision support with colleagues and stakeholders to enable better health and treatment outcomes. Whether you are creating framework necessary to ensure our evidence is scientifically sound, providing unbiased, medically necessary...
-
Enforcement and Compliance Analyst
4 weeks ago
Manila, National Capital Region, Philippines Philippine Electricity Market Corporation ( PEMC ) Full timeMonitors compliance of participants and prepares reports, in accordance with WESM Rules and/or market manuals.Gathers relevant data or information from the Market Operator, System Operator, trading participants, and from other various sources in relation to the conduct of compliance monitoring and assessment or investigation.Communicates with the trading...
-
pharmacist (safety surveillance)
2 weeks ago
Manila, National Capital Region, Philippines Unilab Inc. Full timeRole Overview: Ensures compliance to Pharmacovigilance (PV) activities by monitoring all products Conducts post marketing evaluation to ensure drug safety Accurately encodes case reports gathered from medical and scientific literature specific to company products into the Unilab PV system Develops and implements Procedural Documents (PDs) in compliance with...
-
Enforcement and Compliance Analyst
4 weeks ago
Metro Manila, Philippines Philippine Electricity Market Corporation ( PEMC ) Remote Work Freelance Full timeMonitors compliance of participants and prepares reports, in accordance with WESM Rules and/or market manuals.Gathers relevant data or information from the Market Operator, System Operator, trading participants, and from other various sources in relation to the conduct of compliance monitoring and assessment or investigation.Communicates with the trading...
-
Process Compliance Analyst
4 days ago
Metro Manila, Philippines Union Galvasteel Corporation Full timeJOB CONTEXTThe Process Governance Analyst role assists the Process Governance Officer and, thus, requires basic business awareness with good communication and diplomacy skills to guide, influence, and convince others, in particular colleagues from other areas, and occasionally external customers. Provides as well advice and counsel related to the IT...
-
Senior Analyst, Financial Crimes Compliance QA
4 months ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Senior Analyst, Financial Crimes Compliance QA
3 weeks ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Sr. Analyst, TCOE Compliance
5 months ago
Manila, National Capital Region, Philippines Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...
-
Sr. Analyst, TCOE Compliance
5 months ago
Manila, Philippines Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Senior Analyst, Financial Crimes Compliance QA
5 months ago
Manila, Philippines Northern Trust Full timeAbout Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Senior Analyst, Financial Crimes Compliance QA
4 weeks ago
Manila, Philippines Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Disclosure Analysts
2 months ago
Metro Manila, Philippines The Philippine Stock Exchange, Inc. (PSE) Full timeWe're seeking highly experienced analysts to join our team. Fresh graduates are also encouraged to apply. SR. AND JR. DISCLOSURE ANALYTSThe position is primarily responsible for implementing and enforcing the disclosure rules and procedures, and maintain the integrity of the Exchange at all times, to maintain or enhance professional relationships with...
-
Payments Analyst
1 week ago
Manila, National Capital Region, Philippines ING Full timePayments Analyst role involves handling international payments, domestic and direct debits, ensuring compliance with rules and procedures, and improving payment quality. As a Payments Analyst, you will work with various teams to allocate escalations, prevent them from arising, and provide recommendations to reduce non-processed payments. Key...
-
Disclosure Analysts
2 months ago
Manila, National Capital Region, Philippines The Philippine Stock Exchange, Inc. (PSE) Full timeWe're seeking highly experienced analysts to join our team. Fresh graduates are also encouraged to apply. SR. AND JR. DISCLOSURE ANALYTSThe position is primarily responsible for implementing and enforcing the disclosure rules and procedures, and maintain the integrity of the Exchange at all times, to maintain or enhance professional relationships with...